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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
576
CALL
Fiserv Inc
FISV
$29.5B
$4.35M 0.02%
37,600
+2,800
+8% +$309K
VFC icon
577
CALL
VF Corp
VFC
$5.79B
$4.34M 0.02%
43,600
+4,100
+10% +$368K
HBAN icon
578
PUT
Huntington Bancshares
HBAN
$35.9B
$4.34M 0.02%
287,900
+55,500
+24% +$814K
TRV icon
579
CALL
Travelers Companies
TRV
$77.2B
$4.34M 0.02%
31,700
+1,000
+3% +$136K
APTV icon
580
CALL
Aptiv
APTV
$10.2B
$4.32M 0.02%
45,500
+7,600
+20% +$696K
ALXN
581
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$4.32M 0.02%
39,900
+5,900
+17% +$631K
CHRW icon
582
PUT
C.H. Robinson
CHRW
$17.5B
$4.31M 0.02%
55,100
+17,300
+46% +$1.38M
SJM icon
583
PUT
J.M. Smucker
SJM
$12.9B
$4.3M 0.02%
41,300
+7,900
+24% +$836K
ZION icon
584
PUT
Zions Bancorporation
ZION
$10.5B
$4.29M 0.02%
82,700
+31,700
+62% +$1.54M
GRMN
585
PUT
Garmin
GRMN
$60.2B
$4.29M 0.02%
44,000
+8,400
+24% +$783K
AYR
586
DELISTED
Aircastle Ltd
AYR
$4.28M 0.02%
+133,652
New +$3.86M
DOW icon
587
Dow Inc
DOW
$21.9B
$4.26M 0.02%
77,820
+23,823
+44% +$1.23M
NOV icon
588
PUT
NOV
NOV
$7.36B
$4.26M 0.02%
170,000
+48,700
+40% +$1.1M
KLAC icon
589
CALL
KLA
KLAC
$274B
$4.26M 0.02%
239,000
+27,000
+13% +$453K
WYNN icon
590
CALL
Wynn Resorts
WYNN
$10.5B
$4.25M 0.02%
30,600
+700
+2% +$85.2K
STT icon
591
CALL
State Street
STT
$52.2B
$4.22M 0.02%
53,300
+9,200
+21% +$648K
VTR icon
592
Ventas
VTR
$46.3B
$4.21M 0.02%
+72,968
New +$4.58M
URI icon
593
CALL
United Rentals
URI
$69.7B
$4.15M 0.02%
24,900
+8,400
+51% +$1.22M
BDX icon
594
CALL
Becton Dickinson
BDX
$49.6B
$4.13M 0.02%
15,580
+6,355
+69% +$1.58M
MCO icon
595
PUT
Moody's
MCO
$84.6B
$4.13M 0.02%
+17,400
New +$3.87M
ETN icon
596
CALL
Eaton
ETN
$176B
$4.13M 0.02%
43,600
+9,100
+26% +$808K
HPQ icon
597
CALL
HP
HPQ
$28.6B
$4.12M 0.02%
200,400
+30,200
+18% +$572K
PVH icon
598
PUT
PVH
PVH
$3.77B
$4.11M 0.02%
39,100
+11,900
+44% +$1.14M
MCHP icon
599
CALL
Microchip Technology
MCHP
$42.2B
$4.09M 0.02%
78,200
+9,600
+14% +$464K
GLW icon
600
CALL
Corning
GLW
$137B
$4.07M 0.02%
139,900
+45,100
+48% +$1.31M
22 23
24
25 26

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.