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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
576
CALL
eBay
EBAY
$46.5B
$3M 0.02%
77,000
-10,000
-11% -$401K
OKE icon
577
CALL
Oneok
OKE
$58.4B
$3M 0.02%
40,700
+12,200
+43% +$863K
XRX icon
578
PUT
Xerox
XRX
$412M
$2.99M 0.02%
100,000
+9,500
+10% +$298K
JPM icon
579
JPMorgan Chase
JPM
$965B
$2.98M 0.02%
25,286
-14,304
-36% -$1.62M
NRG icon
580
PUT
NRG Energy
NRG
$25.2B
$2.97M 0.02%
75,000
+16,800
+29% +$607K
HUM icon
581
Humana
HUM
$46.2B
$2.96M 0.02%
11,597
-1,504
-11% -$422K
PVTL
582
DELISTED
Pivotal Software, Inc.
PVTL
$2.95M 0.02%
+198,000
New +$2.42M
CTSH icon
583
CALL
Cognizant
CTSH
$26.7B
$2.94M 0.02%
48,800
+15,300
+46% +$967K
NVDA icon
584
NVIDIA
NVDA
$5.46T
$2.93M 0.02%
673,920
-1,532,840
-69% -$6.45M
WELL icon
585
PUT
Welltower
WELL
$169B
$2.92M 0.02%
32,200
+8,700
+37% +$757K
ROK icon
586
PUT
Rockwell Automation
ROK
$49.5B
$2.9M 0.02%
17,600
-2,300
-12% -$363K
LNC icon
587
PUT
Lincoln National
LNC
$8.67B
$2.87M 0.02%
47,600
+1,700
+4% +$102K
ETN icon
588
CALL
Eaton
ETN
$176B
$2.87M 0.02%
34,500
+7,000
+25% +$567K
CBOE icon
589
PUT
Cboe Global Markets
CBOE
$30.6B
$2.85M 0.02%
24,800
-6,100
-20% -$706K
HST icon
590
PUT
Host Hotels & Resorts
HST
$15.6B
$2.83M 0.02%
163,600
+23,600
+17% +$403K
MNST icon
591
PUT
Monster Beverage
MNST
$91.4B
$2.83M 0.02%
194,800
+25,600
+15% +$388K
MXIM
592
PUT
DELISTED
Maxim Integrated Products
MXIM
$2.8M 0.02%
48,300
+21,700
+82% +$1.26M
HOG icon
593
PUT
Harley-Davidson
HOG
$2.9B
$2.79M 0.02%
77,700
-12,500
-14% -$429K
TSCO icon
594
PUT
Tractor Supply
TSCO
$18.8B
$2.79M 0.02%
154,500
+20,000
+15% +$414K
ILMN icon
595
Illumina
ILMN
$29.1B
$2.74M 0.02%
9,265
+8,887
+2,351% +$2.62M
ALXN
596
DELISTED
Alexion Pharmaceuticals
ALXN
$2.73M 0.02%
27,921
+22,173
+386% +$2.5M
PXD
597
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$2.72M 0.02%
21,600
+6,700
+45% +$886K
GLW icon
598
CALL
Corning
GLW
$137B
$2.7M 0.02%
94,800
+33,500
+55% +$1M
ABMD
599
PUT
DELISTED
Abiomed Inc
ABMD
$2.7M 0.02%
15,200
+3,600
+31% +$778K
WMB icon
600
CALL
Williams Companies
WMB
$89.3B
$2.69M 0.02%
112,000
+24,300
+28% +$613K
22 23
24
25 26

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.