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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
576
ExxonMobil
XOM
$657B
– –
-144,168
Closed -$13.3M
BERY
577
DELISTED
Berry Global Group, Inc.
BERY
– –
-108,900
Closed -$2M
MRO
578
CALL
DELISTED
Marathon Oil Corporation
MRO
– –
-203,800
Closed -$7.11M
LL
579
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-4,911
Closed -$523K
LL
580
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-30,700
Closed -$3.27M
PXD
581
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-12,000
Closed -$2.27M
AJRD
582
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-37,300
Closed -$597K
AJRD
583
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-4,000
Closed -$64K
BBBY
584
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-2,753
Closed -$213K
BBBY
585
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-100
Closed -$7K
RSX
586
DELISTED
VanEck Russia ETF
RSX
– –
-36,324
Closed -$1.04M
CLR
587
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-60,000
Closed -$3.22M
CLR
588
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-60,000
Closed -$3.22M
SINA
589
DELISTED
Sina Corp
SINA
– –
-6,023
Closed -$492K
NE
590
DELISTED
Noble Corporation
NE
– –
-34,320
Closed -$1.13M
BGG
591
CALL
DELISTED
Briggs & Stratton Corp.
BGG
– –
-38,000
Closed -$764K
BKS
592
DELISTED
Barnes & Noble
BKS
– –
-39,061
Closed -$376K
P
593
PUT
DELISTED
Pandora Media Inc
P
– –
-100,000
Closed -$2.51M
ESRX
594
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,448
Closed -$645K
ESRX
595
PUT
DELISTED
Express Scripts Holding Company
ESRX
– –
-18,600
Closed -$1.15M
SNDK
596
CALL
DELISTED
SANDISK CORP
SNDK
– –
-18,700
Closed -$1.11M
SNDK
597
PUT
DELISTED
SANDISK CORP
SNDK
– –
-4,700
Closed -$279K
BTU
598
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-6,007
Closed -$1.55M
BTU
599
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-6,000
Closed -$1.55M
BRCM
600
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-106,500
Closed -$2.77M
22 23
24
25 26

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.