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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXD
576
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-12,000
Closed -$1.74M
GOL
577
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-58,850
Closed -$394K
ENDP
578
CALL
DELISTED
Endo International plc
ENDP
– –
-45,400
Closed -$1.67M
ENDP
579
PUT
DELISTED
Endo International plc
ENDP
– –
-3,900
Closed -$143K
NUAN
580
DELISTED
Nuance Communications, Inc.
NUAN
– –
-69,300
Closed -$1.15M
CTB
581
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-258,400
Closed -$8.57M
CLGX
582
DELISTED
Corelogic, Inc.
CLGX
– –
-101,400
Closed -$2.35M
SINA
583
CALL
DELISTED
Sina Corp
SINA
– –
-11,200
Closed -$624K
QEP
584
DELISTED
QEP RESOURCES, INC.
QEP
– –
-50,000
Closed -$1.39M
NE
585
CALL
DELISTED
Noble Corporation
NE
– –
-23,338
Closed -$766K
NE
586
PUT
DELISTED
Noble Corporation
NE
– –
-97,240
Closed -$3.19M
BGG
587
DELISTED
Briggs & Stratton Corp.
BGG
– –
-50,365
Closed -$1.02M
JCP
588
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-46,879
Closed -$669K
AGN
589
DELISTED
Allergan plc
AGN
– –
-38,501
Closed -$5.13M
AGN
590
PUT
DELISTED
Allergan plc
AGN
– –
-15,000
Closed -$1.89M
S
591
CALL
DELISTED
Sprint Corporation
S
– –
-50,000
Closed -$351K
S
592
DELISTED
Sprint Corporation
S
– –
-150,000
Closed -$1.05M
S
593
PUT
DELISTED
Sprint Corporation
S
– –
-145,500
Closed -$1.02M
APC
594
CALL
DELISTED
Anadarko Petroleum
APC
– –
-25,000
Closed -$2.15M
APC
595
PUT
DELISTED
Anadarko Petroleum
APC
– –
-25,000
Closed -$2.15M
RDC
596
PUT
DELISTED
Rowan Companies Plc
RDC
– –
-65,900
Closed -$2.25M
CIE
597
DELISTED
Cobalt International Energy, Inc
CIE
– –
-16,265
Closed -$6.58M
AXLL
598
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-15,600
Closed -$664K
FXEN
599
CALL
DELISTED
FX ENERGY INC
FXEN
– –
-188,100
Closed -$603K
FXEN
600
DELISTED
FX ENERGY INC
FXEN
– –
-53,284
Closed -$171K
22 23
24
25 26

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.