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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFX icon
551
PUT
Equifax
EFX
$21.8B
$2.33M 0.01%
12,700
+500
+4% +$102K
AEP icon
552
PUT
American Electric Power
AEP
$68.3B
$2.32M 0.01%
30,800
+1,100
+4% +$89.5K
CCL icon
553
PUT
Carnival Corporation Ltd
CCL
$38.9B
$2.3M 0.01%
167,600
+21,700
+15% +$360K
MDLZ icon
554
CALL
Mondelez International
MDLZ
$81.1B
$2.3M 0.01%
33,100
-1,200
-3% -$86.5K
ZTS icon
555
CALL
Zoetis
ZTS
$31.3B
$2.3M 0.01%
13,200
+600
+5% +$109K
CLX icon
556
PUT
Clorox
CLX
$12.9B
$2.29M 0.01%
17,500
+5,100
+41% +$775K
CCI icon
557
Crown Castle
CCI
$32.2B
$2.28M 0.01%
24,815
+11,050
+80% +$1.14M
PM icon
558
Philip Morris
PM
$294B
$2.28M 0.01%
24,619
+9,311
+61% +$896K
ACI icon
559
PUT
Albertsons Companies
ACI
$6.02B
$2.27M 0.01%
100,000
+90,900
+999% +$2.03M
MOH icon
560
PUT
Molina Healthcare
MOH
$10.7B
$2.26M 0.01%
6,900
-500
-7% -$157K
SLB icon
561
CALL
SLB Ltd
SLB
$77.3B
$2.26M 0.01%
38,800
+1,100
+3% +$63.8K
PLD icon
562
Prologis
PLD
$134B
$2.26M 0.01%
20,101
+10,967
+120% +$1.34M
BKR icon
563
PUT
Baker Hughes
BKR
$63B
$2.25M 0.01%
63,600
+12,100
+23% +$428K
AON icon
564
CALL
Aon
AON
$75.7B
$2.24M 0.01%
6,900
+700
+11% +$232K
EA
565
PUT
DELISTED
Electronic Arts
EA
$2.23M 0.01%
18,500
+5,200
+39% +$654K
JBHT icon
566
PUT
JB Hunt Transport Services
JBHT
$26.5B
$2.22M 0.01%
11,800
-1,000
-8% -$192K
XBI icon
567
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$2.22M 0.01%
30,403
+24,468
+412% +$1.95M
FLO icon
568
Flowers Foods
FLO
$1.6B
$2.21M 0.01%
99,576
+84,095
+543% +$2.01M
PSX icon
569
CALL
Phillips 66
PSX
$92.8B
$2.19M 0.01%
18,200
+1,200
+7% +$135K
WDAY icon
570
Workday
WDAY
$51B
$2.19M 0.01%
+10,176
New +$2.36M
TRV icon
571
PUT
Travelers Companies
TRV
$77.2B
$2.17M 0.01%
13,300
+7,700
+138% +$1.29M
MSI icon
572
Motorola Solutions
MSI
$77B
$2.17M 0.01%
7,973
+5,818
+270% +$1.66M
SBAC icon
573
SBA Communications
SBAC
$19.8B
$2.16M 0.01%
10,803
+1,263
+13% +$281K
A icon
574
PUT
Agilent Technologies
A
$42.2B
$2.16M 0.01%
19,300
-700
-4% -$83.9K
MOS icon
575
PUT
The Mosaic Company
MOS
$6.92B
$2.16M 0.01%
60,600
+12,400
+26% +$476K
21 22
23
24 25

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.