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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
551
PUT
DELISTED
EMC CORPORATION
EMC
– –
-127,000
Closed -$3.19M
ALTR
552
CALL
DELISTED
Altera Corp
ALTR
– –
-77,000
Closed -$2.5M
RYL
553
CALL
DELISTED
RYLAND GROUP INC
RYL
– –
-40,000
Closed -$1.74M
RYL
554
DELISTED
RYLAND GROUP INC
RYL
– –
-38,473
Closed -$1.67M
RYL
555
PUT
DELISTED
RYLAND GROUP INC
RYL
– –
-40,000
Closed -$1.74M
TLM
556
CALL
DELISTED
TALISMAN ENERGY INC
TLM
– –
-56,800
Closed -$661K
TAM
557
DELISTED
TAMINCO CORP COM
TAM
– –
-50,000
Closed -$1.01M
JNY
558
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
-56,500
Closed -$845K
LEAP
559
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-746,112
Closed -$13M
LEAP
560
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-611,600
Closed -$10.6M
GIVN
561
CALL
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-30,000
Closed -$902K
GIVN
562
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-10,000
Closed -$300K
CCIX
563
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-48,000
Closed -$1.26M
LIFE
564
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-283,700
Closed -$21.5M
LIFE
565
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-299,300
Closed -$22.7M
LIFE
566
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-82,100
Closed -$6.22M
VPHM
567
CALL
DELISTED
VIROPHARMA INC
VPHM
– –
-182,500
Closed -$9.1M
VPHM
568
PUT
DELISTED
VIROPHARMA INC
VPHM
– –
-20,900
Closed -$1.04M
LPS
569
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-298,903
Closed -$11.2M
PCX
570
DELISTED
PATRIOT COAL CORPORATION COM STK (DE)
PCX
– –
-26,700
Closed –
MF
571
DELISTED
MF GLOBAL HOLDINGS LTD COM STK (DE)
MF
– –
-25,000
Closed –
DISH
572
PUT
DELISTED
DISH Network Corp.
DISH
– –
-60,000
Closed -$3.48M
GRA
573
CALL
DELISTED
W.R. Grace & Co.
GRA
– –
-15,000
Closed -$1.48M
CELG
574
DELISTED
Celgene Corp
CELG
– –
-3,520
Closed -$297K
CELG
575
PUT
DELISTED
Celgene Corp
CELG
– –
-3,800
Closed -$321K
20 21 22
23
24

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.