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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
551
CALL
Constellation Brands
STZ
$22.9B
– –
-33,100
Closed -$1.9M
TDC icon
552
CALL
Teradata
TDC
$2.5B
– –
-100,000
Closed -$5.54M
TDC icon
553
Teradata
TDC
$2.5B
– –
-91,207
Closed -$5.06M
TDC icon
554
PUT
Teradata
TDC
$2.5B
– –
-100,000
Closed -$5.54M
TEL icon
555
CALL
TE Connectivity
TEL
$63.3B
– –
-40,000
Closed -$2.07M
TGT icon
556
Target
TGT
$69.2B
– –
-56,366
Closed -$3.6M
TJX icon
557
CALL
TJX Companies
TJX
$172B
– –
-43,600
Closed -$1.23M
TNL icon
558
Travel + Leisure Co
TNL
$4.52B
– –
-47,873
Closed -$1.32M
TNL icon
559
PUT
Travel + Leisure Co
TNL
$4.52B
– –
-221,500
Closed -$6.1M
TOL icon
560
Toll Brothers
TOL
$14.3B
– –
-56,508
Closed -$1.83M
TOL icon
561
PUT
Toll Brothers
TOL
$14.3B
– –
-62,500
Closed -$2.03M
TROW icon
562
T. Rowe Price
TROW
$24.3B
– –
-8,833
Closed -$691K
TTWO icon
563
CALL
Take-Two Interactive
TTWO
$46.8B
– –
-115,000
Closed -$2.09M
UNP icon
564
Union Pacific
UNP
$174B
– –
-11,450
Closed -$907K
UPS icon
565
PUT
United Parcel Service
UPS
$88.8B
– –
-33,600
Closed -$3.07M
URI icon
566
United Rentals
URI
$71.2B
– –
-15,096
Closed -$1.01M
VOD icon
567
PUT
Vodafone
VOD
$36.7B
– –
-49,050
Closed -$1.76M
WSM icon
568
CALL
Williams-Sonoma
WSM
$29.5B
– –
-16,400
Closed -$460K
XLE icon
569
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-28,000
Closed -$1.16M
XLK icon
570
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-80,000
Closed -$1.28M
XLK icon
571
PUT
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-168,000
Closed -$2.69M
XLP icon
572
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-5,900
Closed -$234K
XLV icon
573
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-21,140
Closed -$1.07M
XLY icon
574
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
– –
-210,000
Closed -$6.37M
XME icon
575
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
– –
-69,400
Closed -$2.54M
21 22
23
24 25

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.