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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
551
PUT
Seagate
STX
$186B
– –
-10,900
Closed -$488K
SWKS icon
552
PUT
Skyworks Solutions
SWKS
$10.3B
– –
-200,000
Closed -$4.38M
TFC icon
553
CALL
Truist Financial
TFC
$63.9B
– –
-80,000
Closed -$2.71M
TFC icon
554
PUT
Truist Financial
TFC
$63.9B
– –
-80,000
Closed -$2.71M
TJX icon
555
PUT
TJX Companies
TJX
$172B
– –
-72,600
Closed -$1.82M
TMUS icon
556
CALL
T-Mobile US
TMUS
$192B
– –
-30,000
Closed -$744K
TOL icon
557
CALL
Toll Brothers
TOL
$14.3B
– –
-34,500
Closed -$1.13M
TRIP icon
558
PUT
TripAdvisor
TRIP
$1.28B
– –
-37,000
Closed -$2.25M
TXN icon
559
Texas Instruments
TXN
$257B
– –
-9,012
Closed -$350K
UNH icon
560
CALL
UnitedHealth
UNH
$361B
– –
-33,100
Closed -$2.17M
UNH icon
561
PUT
UnitedHealth
UNH
$361B
– –
-54,000
Closed -$3.54M
VRTX icon
562
PUT
Vertex Pharmaceuticals
VRTX
$134B
– –
-13,600
Closed -$1.09M
WDC icon
563
PUT
Western Digital
WDC
$151B
– –
-44,982
Closed -$2.11M
WFC icon
564
CALL
Wells Fargo
WFC
$264B
– –
-110,400
Closed -$4.56M
WFC icon
565
PUT
Wells Fargo
WFC
$264B
– –
-22,500
Closed -$928K
WMT icon
566
CALL
Walmart Inc
WMT
$901B
– –
-473,700
Closed -$11.8M
WMT icon
567
Walmart Inc
WMT
$901B
– –
-74,940
Closed -$1.86M
WMT icon
568
PUT
Walmart Inc
WMT
$901B
– –
-70,200
Closed -$1.74M
WW
569
CALL
DELISTED
WW International
WW
– –
-6,200
Closed -$285K
XHB icon
570
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
– –
-86,915
Closed -$2.6M
XLU icon
571
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-169,800
Closed -$3.19M
XOP icon
572
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-8,350
Closed -$1.94M
XOP icon
573
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-10,025
Closed -$2.33M
ZTS icon
574
CALL
Zoetis
ZTS
$31.1B
– –
-85,000
Closed -$2.63M
ZTS icon
575
PUT
Zoetis
ZTS
$31.1B
– –
-38,000
Closed -$1.17M
21 22
23
24 25

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.