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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
526
PUT
Clorox
CLX
$12.9B
$3.48M 0.01%
24,400
+6,900
+39% +$920K
KVYO icon
527
Klaviyo
KVYO
$5.47B
$3.47M 0.01%
125,072
+25,035
+25% +$741K
SWKS icon
528
PUT
Skyworks Solutions
SWKS
$10.5B
$3.44M 0.01%
30,600
+15,900
+108% +$1.56M
KSS icon
529
CALL
Kohl's
KSS
$2.22B
$3.43M 0.01%
119,600
+89,200
+293% +$2.09M
MMSI icon
530
Merit Medical Systems
MMSI
$5.4B
$3.42M 0.01%
+45,081
New +$3.15M
AAL icon
531
PUT
American Airlines Group
AAL
$9.97B
$3.42M 0.01%
248,700
+145,900
+142% +$1.83M
HCA icon
532
CALL
HCA Healthcare
HCA
$89.1B
$3.41M 0.01%
12,600
+2,600
+26% +$643K
DD icon
533
PUT
DuPont de Nemours
DD
$19.5B
$3.41M 0.01%
35,292
+17,526
+99% +$1.59M
UBER icon
534
CALL
Uber
UBER
$155B
$3.4M 0.01%
+55,200
New +$2.89M
DAL icon
535
CALL
Delta Air Lines
DAL
$60B
$3.38M 0.01%
84,100
+37,500
+80% +$1.36M
PPG icon
536
CALL
PPG Industries
PPG
$25.5B
$3.38M 0.01%
22,600
+7,300
+48% +$988K
AES icon
537
CALL
AES
AES
$10.5B
$3.36M 0.01%
174,800
+165,100
+1,702% +$2.69M
PARA
538
CALL
DELISTED
Paramount Global Class B
PARA
$3.36M 0.01%
227,300
+120,100
+112% +$1.61M
MMM icon
539
CALL
3M
MMM
$94.2B
$3.35M 0.01%
36,598
+16,744
+84% +$1.34M
CBOE icon
540
PUT
Cboe Global Markets
CBOE
$30.6B
$3.34M 0.01%
18,700
+6,400
+52% +$1.1M
DOW icon
541
CALL
Dow Inc
DOW
$21.9B
$3.3M 0.01%
60,200
+27,000
+81% +$1.38M
USB icon
542
CALL
US Bancorp
USB
$102B
$3.29M 0.01%
76,100
+35,300
+87% +$1.29M
BALL icon
543
PUT
Ball Corp
BALL
$16.4B
$3.26M 0.01%
56,600
+27,300
+93% +$1.41M
CTRA
544
PUT
DELISTED
Coterra Energy
CTRA
$3.25M 0.01%
127,400
+16,200
+15% +$434K
HUM icon
545
CALL
Humana
HUM
$46.2B
$3.25M 0.01%
7,100
+4,100
+137% +$2.02M
BIO icon
546
CALL
Bio-Rad Laboratories Class A
BIO
$9.66B
$3.23M 0.01%
+10,000
New +$3.13M
CHTR icon
547
CALL
Charter Communications
CHTR
$18.7B
$3.23M 0.01%
8,300
+4,700
+131% +$1.92M
PCG icon
548
PUT
PG&E
PCG
$38.5B
$3.21M 0.01%
178,200
+65,000
+57% +$1.1M
TRGP icon
549
PUT
Targa Resources
TRGP
$57.2B
$3.15M 0.01%
36,300
+5,900
+19% +$507K
PODD icon
550
CALL
Insulet
PODD
$10.2B
$3.15M 0.01%
14,500
+14,400
+14,400% +$2.47M
20 21
22
23 24

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.