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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
526
PUT
Capital One
COF
$137B
$2.49M 0.01%
25,700
+500
+2% +$53.5K
MRK icon
527
Merck
MRK
$334B
$2.49M 0.01%
24,163
+23,104
+2,182% +$2.49M
AVB icon
528
PUT
AvalonBay Communities
AVB
$26.3B
$2.47M 0.01%
14,400
+3,800
+36% +$702K
HCA icon
529
CALL
HCA Healthcare
HCA
$89.1B
$2.46M 0.01%
10,000
-400
-4% -$109K
TXN icon
530
Texas Instruments
TXN
$250B
$2.46M 0.01%
+15,452
New +$2.64M
MTB icon
531
PUT
M&T Bank
MTB
$36.6B
$2.45M 0.01%
19,400
+500
+3% +$65.2K
CNC icon
532
PUT
Centene
CNC
$32.6B
$2.45M 0.01%
35,600
+7,800
+28% +$519K
IQV icon
533
IQVIA
IQV
$39.8B
$2.45M 0.01%
12,456
+11,596
+1,348% +$2.52M
FIS icon
534
Fidelity National Information Services
FIS
$22.8B
$2.43M 0.01%
43,992
+2,235
+5% +$129K
XLU icon
535
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.42M 0.01%
+82,212
New +$2.65M
BSX icon
536
CALL
Boston Scientific
BSX
$74.9B
$2.42M 0.01%
45,800
+4,200
+10% +$220K
EXC icon
537
PUT
Exelon
EXC
$47B
$2.41M 0.01%
63,800
+13,800
+28% +$562K
VICI icon
538
PUT
VICI Properties
VICI
$29B
$2.39M 0.01%
82,300
+2,000
+2% +$62K
LULU icon
539
PUT
lululemon athletica
LULU
$13.6B
$2.39M 0.01%
+6,200
New +$2.37M
SNPS icon
540
CALL
Synopsys
SNPS
$78.8B
$2.39M 0.01%
5,200
+2,300
+79% +$1.03M
CAT icon
541
Caterpillar
CAT
$393B
$2.39M 0.01%
8,742
-29,391
-77% -$7.97M
PXD
542
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$2.36M 0.01%
10,300
-300
-3% -$68.3K
WDC icon
543
PUT
Western Digital
WDC
$168B
$2.36M 0.01%
68,399
+17,993
+36% +$568K
SRE icon
544
Sempra
SRE
$56.5B
$2.36M 0.01%
34,667
+16,729
+93% +$1.21M
SPY icon
545
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$2.35M 0.01%
5,500
-674,500
-99% -$300M
ED icon
546
PUT
Consolidated Edison
ED
$40.1B
$2.34M 0.01%
27,400
-10,400
-28% -$947K
FSLR icon
547
PUT
First Solar
FSLR
$24B
$2.34M 0.01%
14,500
+4,000
+38% +$746K
AFL icon
548
PUT
Aflac
AFL
$60.7B
$2.34M 0.01%
30,500
+300
+1% +$22.3K
KLAC icon
549
CALL
KLA
KLAC
$274B
$2.34M 0.01%
51,000
-8,000
-14% -$384K
ENPH icon
550
PUT
Enphase Energy
ENPH
$5.39B
$2.33M 0.01%
19,400
+300
+2% +$42.7K
20 21
22
23 24

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.