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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
CALL
Duke Energy
DUK
$97.1B
| $11.5M | 0.02% |
117,400
+35,300
| +43% | +$3.65M |
|
527
Thermo Fisher Scientific
TMO
$220B
| $11.5M | 0.02% |
20,042
+17,696
| +754% | +$9.71M |
|
528
CALL
Sherwin-Williams
SHW
$87.8B
| $11.4M | 0.02% |
40,900
+900
| +2% | +$263K |
|
529
DuPont de Nemours
DD
$19.5B
| $11.4M | 0.02% |
133,605
+98,556
| +281% | +$9.13M |
|
530
CALL
Ford
F
$55.4B
| $11.4M | 0.02% |
803,100
+4,300
| +0.5% | +$58.5K |
|
531
CALL
Marriott International
MAR
$91.9B
| $11.3M | 0.02% |
76,600
+33,900
| +79% | +$4.73M |
|
532
PUT
Ameriprise Financial
AMP
$50.4B
| $11.3M | 0.02% |
42,900
+12,400
| +41% | +$3.24M |
|
533
PUT
Incyte
INCY
$24.4B
| $11.3M | 0.02% |
164,300
+7,300
| +5% | +$555K |
|
534
CALL
Air Products & Chemicals
APD
$68B
| $11.3M | 0.02% |
44,000
+8,100
| +23% | +$2.24M |
|
535
CALL
Dollar General
DG
$26.9B
| $11.3M | 0.02% |
53,100
+7,400
| +16% | +$1.67M |
|
536
PUT
Waters Corp
WAT
$40.6B
| $11.3M | 0.02% |
31,500
+5,900
| +23% | +$2.31M |
|
|
KSU
537
PUT
DELISTED
Kansas City Southern
KSU
| $11.2M | 0.02% |
41,200
+6,500
| +19% | +$1.81M |
|
538
PUT
Regions Financial
RF
$27B
| $11.1M | 0.02% |
522,300
+66,500
| +15% | +$1.32M |
|
539
CALL
HCA Healthcare
HCA
$89.1B
| $11.1M | 0.02% |
45,600
+3,400
| +8% | +$831K |
|
|
PSTH
540
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
| $11M | 0.02% |
+558,875
| New | +$11.3M |
|
541
Merck
MRK
$334B
| $11M | 0.02% |
+146,416
| New | +$11.1M |
|
542
CALL
Altria Group
MO
$109B
| $11M | 0.02% |
241,500
-53,200
| -18% | -$2.57M |
|
543
CALL
Illinois Tool Works
ITW
$82.9B
| $11M | 0.02% |
53,000
+100
| +0.2% | +$22.5K |
|
544
NextEra Energy
NEE
$179B
| $10.9M | 0.02% |
138,916
+4,119
| +3% | +$332K |
|
545
CALL
Regeneron Pharmaceuticals
REGN
$83B
| $10.9M | 0.02% |
18,000
+4,900
| +37% | +$3.04M |
|
546
PUT
Norwegian Cruise Line
NCLH
$8.98B
| $10.9M | 0.02% |
407,200
+21,800
| +6% | +$555K |
|
|
TWTR
547
CALL
DELISTED
Twitter, Inc.
TWTR
| $10.9M | 0.02% |
180,000
+21,400
| +13% | +$1.41M |
|
548
CALL
Estee Lauder
EL
$31.6B
| $10.7M | 0.02% |
35,600
+9,900
| +39% | +$3.23M |
|
549
Lam Research
LRCX
$422B
| $10.6M | 0.02% |
187,020
+168,840
| +929% | +$10.3M |
|
550
PUT
Dentsply Sirona
XRAY
$2.31B
| $10.5M | 0.02% |
181,600
+55,900
| +44% | +$3.45M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.