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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTB
526
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-58,191
Closed -$1.39M
VAR
527
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-39,913
Closed -$2.72M
VAR
528
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-29,308
Closed -$2M
TIF
529
PUT
DELISTED
Tiffany & Co.
TIF
– –
-3,000
Closed -$278K
USG
530
CALL
DELISTED
Usg
USG
– –
-183,000
Closed -$5.19M
USG
531
PUT
DELISTED
Usg
USG
– –
-189,000
Closed -$5.36M
ELLI
532
CALL
DELISTED
Ellie Mae Inc
ELLI
– –
-23,800
Closed -$639K
ELLI
533
DELISTED
Ellie Mae Inc
ELLI
– –
-35,000
Closed -$940K
RDC
534
CALL
DELISTED
Rowan Companies Plc
RDC
– –
-25,100
Closed -$887K
MON
535
CALL
DELISTED
Monsanto Co
MON
– –
-22,000
Closed -$2.56M
MON
536
PUT
DELISTED
Monsanto Co
MON
– –
-20,900
Closed -$2.44M
POT
537
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-234,238
Closed -$7.88M
POT
538
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-30,000
Closed -$988K
WFM
539
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-86,200
Closed -$4.98M
WFM
540
DELISTED
Whole Foods Market Inc
WFM
– –
-37,953
Closed -$2.19M
WFM
541
PUT
DELISTED
Whole Foods Market Inc
WFM
– –
-90,500
Closed -$5.23M
PNRA
542
CALL
DELISTED
Panera Bread Co
PNRA
– –
-72,700
Closed -$12.8M
PNRA
543
DELISTED
Panera Bread Co
PNRA
– –
-10,252
Closed -$1.81M
PNRA
544
PUT
DELISTED
Panera Bread Co
PNRA
– –
-10,400
Closed -$1.84M
YHOO
545
PUT
DELISTED
Yahoo Inc
YHOO
– –
-400
Closed -$16K
JIVE
546
PUT
DELISTED
Jive Software, Inc.
JIVE
– –
-13,400
Closed -$150K
LLTC
547
CALL
DELISTED
Linear Technology Corp
LLTC
– –
-50,000
Closed -$2.28M
LLTC
548
PUT
DELISTED
Linear Technology Corp
LLTC
– –
-50,000
Closed -$2.28M
HNR
549
PUT
DELISTED
Harvest Natural Resources
HNR
– –
-13,125
Closed -$237K
EMC
550
CALL
DELISTED
EMC CORPORATION
EMC
– –
-150,000
Closed -$3.77M
20 21
22
23 24

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.