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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYA icon
526
Liberty Global Class A
LBTYA
$3.48B
– –
-23,801
Closed -$727K
LBTYK icon
527
Liberty Global Class C
LBTYK
$3.4B
– –
-18,037
Closed -$495K
LEN icon
528
CALL
Lennar Class A
LEN
$21.1B
– –
-42,022
Closed -$1.44M
M icon
529
PUT
Macy's
M
$6.45B
– –
-30,000
Closed -$1.44M
MBI icon
530
PUT
MBIA
MBI
$253M
– –
-75,000
Closed -$998K
META icon
531
Meta Platforms (Facebook)
META
$1.53T
– –
-114,190
Closed -$4.25M
MMM icon
532
PUT
3M
MMM
$94.4B
– –
-29,541
Closed -$2.7M
MU icon
533
PUT
Micron Technology
MU
$981B
– –
-290,900
Closed -$4.17M
OMC icon
534
CALL
Omnicom Group
OMC
$23.6B
– –
-21,300
Closed -$1.34M
OXY icon
535
CALL
Occidental Petroleum
OXY
$59B
– –
-37,889
Closed -$3.24M
OXY icon
536
PUT
Occidental Petroleum
OXY
$59B
– –
-5,636
Closed -$481K
PBF icon
537
CALL
PBF Energy
PBF
$8.22B
– –
-7,800
Closed -$202K
PBF icon
538
PBF Energy
PBF
$8.22B
– –
-59,078
Closed -$1.53M
PPG icon
539
PPG Industries
PPG
$25.8B
– –
-5,304
Closed -$424K
QQQ icon
540
Invesco QQQ Trust
QQQ
$478B
– –
-16,296
Closed -$1.16M
ROST icon
541
CALL
Ross Stores
ROST
$80.8B
– –
-43,200
Closed -$1.4M
ROST icon
542
Ross Stores
ROST
$80.8B
– –
-24,440
Closed -$791K
ROST icon
543
PUT
Ross Stores
ROST
$80.8B
– –
-243,600
Closed -$7.89M
SHW icon
544
CALL
Sherwin-Williams
SHW
$88.5B
– –
-30,000
Closed -$1.77M
SHW icon
545
PUT
Sherwin-Williams
SHW
$88.5B
– –
-30,000
Closed -$1.77M
SPY icon
546
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
– –
-95,000
Closed -$15.2M
SRPT icon
547
Sarepta Therapeutics
SRPT
$1.92B
– –
-30,511
Closed -$1.18M
STLD icon
548
CALL
Steel Dynamics
STLD
$37.8B
– –
-200,000
Closed -$2.98M
STLD icon
549
Steel Dynamics
STLD
$37.8B
– –
-32,043
Closed -$477K
STLD icon
550
PUT
Steel Dynamics
STLD
$37.8B
– –
-200,000
Closed -$2.98M
20 21
22
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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.