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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
501
Norfolk Southern
NSC
$75.9B
$2.69M 0.01%
13,638
+9,420
+223% +$2.04M
DG icon
502
PUT
Dollar General
DG
$26.9B
$2.67M 0.01%
25,200
+8,100
+47% +$1.21M
NUE icon
503
CALL
Nucor
NUE
$61.8B
$2.66M 0.01%
17,000
+5,900
+53% +$977K
DLTR icon
504
PUT
Dollar Tree
DLTR
$24.9B
$2.65M 0.01%
24,900
+5,100
+26% +$683K
CB icon
505
CALL
Chubb
CB
$133B
$2.62M 0.01%
12,600
+1,100
+10% +$222K
TRGP icon
506
PUT
Targa Resources
TRGP
$57.2B
$2.61M 0.01%
30,400
+4,000
+15% +$331K
NXPI icon
507
CALL
NXP Semiconductors
NXPI
$58.5B
$2.6M 0.01%
13,000
+3,600
+38% +$745K
MMM icon
508
3M
MMM
$94.2B
$2.6M 0.01%
33,164
+5,066
+18% +$435K
EL icon
509
PUT
Estee Lauder
EL
$31.6B
$2.59M 0.01%
17,900
-6,200
-26% -$1.03M
SBAC icon
510
PUT
SBA Communications
SBAC
$19.8B
$2.58M 0.01%
12,900
-2,000
-13% -$445K
GIS icon
511
General Mills
GIS
$20.8B
$2.57M 0.01%
40,190
+30,122
+299% +$2.13M
XLP icon
512
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.56M 0.01%
+37,241
New +$2.73M
NYT icon
513
New York Times
NYT
$10.3B
$2.56M 0.01%
+62,044
New +$2.61M
HES
514
CALL
DELISTED
Hess
HES
$2.56M 0.01%
16,700
+2,900
+21% +$437K
APD icon
515
CALL
Air Products & Chemicals
APD
$68B
$2.55M 0.01%
9,000
+600
+7% +$176K
FISV
516
Fiserv Inc
FISV
$29.5B
$2.55M 0.01%
22,547
+22,012
+4,114% +$2.71M
KVUE icon
517
PUT
Kenvue
KVUE
$36.9B
$2.55M 0.01%
+126,800
New +$2.94M
TJX icon
518
TJX Companies
TJX
$170B
$2.54M 0.01%
28,552
+10,286
+56% +$906K
DECK icon
519
Deckers Outdoor
DECK
$12.7B
$2.54M 0.01%
29,604
+18,972
+178% +$1.7M
IDXX icon
520
PUT
Idexx Laboratories
IDXX
$44.7B
$2.54M 0.01%
5,800
+200
+4% +$99.7K
MNST icon
521
PUT
Monster Beverage
MNST
$91.4B
$2.53M 0.01%
95,600
-8,600
-8% -$244K
BMY icon
522
CALL
Bristol-Myers Squibb
BMY
$132B
$2.53M 0.01%
43,600
+11,000
+34% +$674K
GILD icon
523
Gilead Sciences
GILD
$171B
$2.52M 0.01%
33,655
+14,052
+72% +$1.08M
ALB icon
524
Albemarle
ALB
$15.4B
$2.52M 0.01%
14,823
+8,509
+135% +$1.7M
LUV icon
525
PUT
Southwest Airlines
LUV
$22B
$2.52M 0.01%
93,000
+16,500
+22% +$538K
19 20
21
22 23

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.