We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
+$2.16B
Cap. Flow %
10.93%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Financials 0.6%
2 Healthcare 0.43%
3 Technology 0.4%
4 Consumer Discretionary 0.25%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
501
CALL
Illinois Tool Works
ITW
$82.9B
$1.73M 0.01%
+7,100
New +$1.66M
AFL icon
502
PUT
Aflac
AFL
$60.7B
$1.7M 0.01%
26,400
-32,800
-55% -$2.25M
L icon
503
PUT
Loews
L
$23B
$1.7M 0.01%
+29,300
New +$1.74M
FXI icon
504
iShares China Large-Cap ETF
FXI
$4.16B
$1.7M 0.01%
57,549
-1,449,047
-96% -$43.5M
MGM icon
505
PUT
MGM Resorts International
MGM
$11.1B
$1.69M 0.01%
38,000
-38,300
-50% -$1.59M
CI icon
506
CALL
Cigna
CI
$73.5B
$1.69M 0.01%
6,600
-10,900
-62% -$3.18M
TMO icon
507
Thermo Fisher Scientific
TMO
$220B
$1.67M 0.01%
2,897
-5,537
-66% -$3.12M
K
508
PUT
DELISTED
Kellanova
K
$1.67M 0.01%
26,519
-23,643
-47% -$1.49M
SLB icon
509
CALL
SLB Ltd
SLB
$77.3B
$1.65M 0.01%
33,600
-33,400
-50% -$1.77M
CL icon
510
CALL
Colgate-Palmolive
CL
$74.1B
$1.63M 0.01%
21,700
+6,100
+39% +$454K
AVB icon
511
PUT
AvalonBay Communities
AVB
$26.3B
$1.63M 0.01%
9,700
+7,200
+288% +$1.23M
EW icon
512
CALL
Edwards Lifesciences
EW
$53.4B
$1.63M 0.01%
19,700
-9,200
-32% -$723K
NVAX icon
513
PUT
Novavax
NVAX
$1.34B
$1.62M 0.01%
+233,800
New +$2.15M
CRBG icon
514
Corebridge Financial
CRBG
$15.3B
$1.62M 0.01%
+101,100
New +$1.98M
MMM icon
515
3M
MMM
$94.2B
$1.61M 0.01%
18,373
+15,158
+471% +$1.43M
HES
516
CALL
DELISTED
Hess
HES
$1.6M 0.01%
12,100
-2,700
-18% -$376K
BALL icon
517
PUT
Ball Corp
BALL
$16.4B
$1.6M 0.01%
29,000
+12,900
+80% +$717K
WYNN icon
518
PUT
Wynn Resorts
WYNN
$10.5B
$1.59M 0.01%
14,200
-19,100
-57% -$2M
LEU icon
519
Centrus Energy
LEU
$3.83B
$1.59M 0.01%
+49,282
New +$1.89M
NKE icon
520
Nike
NKE
$61.2B
$1.57M 0.01%
12,812
-27,000
-68% -$3.32M
FCX icon
521
CALL
Freeport-McMoran
FCX
$93.6B
$1.57M 0.01%
38,300
-2,700
-7% -$112K
ROK icon
522
CALL
Rockwell Automation
ROK
$49.5B
$1.56M 0.01%
5,300
+4,300
+430% +$1.22M
YUM icon
523
PUT
Yum! Brands
YUM
$41.2B
$1.55M 0.01%
11,700
-27,400
-70% -$3.53M
USB icon
524
CALL
US Bancorp
USB
$102B
$1.54M 0.01%
42,800
-32,200
-43% -$1.43M
NUE icon
525
PUT
Nucor
NUE
$61.8B
$1.51M 0.01%
9,800
-9,500
-49% -$1.51M
19 20
21
22 23

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors deployed $2.16B of net new capital in Q1 2023, opening 340 new positions and adding to 417 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.

By sector, the portfolio is most concentrated in Financials at 0.6% of assets, down from 1.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $57.1M trimmed.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.