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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
501
PUT
Wabtec
WAB
$50.3B
$12.6M 0.02%
145,800
+51,100
+54% +$4.4M
BKR icon
502
PUT
Baker Hughes
BKR
$63B
$12.5M 0.02%
507,100
+143,100
+39% +$3.19M
AMT icon
503
American Tower
AMT
$81.2B
$12.5M 0.02%
+47,169
New +$13.4M
ED icon
504
PUT
Consolidated Edison
ED
$40.1B
$12.4M 0.02%
171,400
+20,200
+13% +$1.51M
O icon
505
PUT
Realty Income
O
$59.6B
$12.4M 0.02%
197,834
-310
-0.2% -$20.9K
PPL
506
PUT
PPL Corp
PPL
$26.8B
$12.4M 0.02%
444,300
+94,600
+27% +$2.73M
NSC icon
507
CALL
Norfolk Southern
NSC
$75.9B
$12.3M 0.02%
51,300
+6,300
+14% +$1.62M
LNC icon
508
PUT
Lincoln National
LNC
$8.67B
$12.1M 0.02%
176,000
+42,400
+32% +$2.77M
CORZ
509
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$12.1M 0.02%
1,196,186
+1,121,186
+1,495% +$11.3M
ECL icon
510
Ecolab
ECL
$77.4B
$12.1M 0.02%
57,908
+29,398
+103% +$6.44M
CL icon
511
CALL
Colgate-Palmolive
CL
$74.1B
$12.1M 0.02%
159,800
+36,000
+29% +$2.86M
CDW icon
512
PUT
CDW
CDW
$17.8B
$12M 0.02%
66,100
-10,900
-14% -$2.06M
CHD icon
513
PUT
Church & Dwight Co
CHD
$24B
$12M 0.02%
145,700
+12,300
+9% +$1.04M
VTR icon
514
PUT
Ventas
VTR
$46.3B
$12M 0.02%
217,900
+50,000
+30% +$2.86M
KO icon
515
Coca-Cola
KO
$376B
$12M 0.02%
229,247
-13,618
-6% -$759K
CFG icon
516
PUT
Citizens Financial Group
CFG
$31.2B
$12M 0.02%
255,100
+81,400
+47% +$3.57M
HUM icon
517
Humana
HUM
$46.2B
$11.8M 0.02%
+30,317
New +$12.9M
FIS icon
518
CALL
Fidelity National Information Services
FIS
$22.8B
$11.7M 0.02%
96,500
+16,300
+20% +$2.19M
TMUS icon
519
CALL
T-Mobile US
TMUS
$197B
$11.6M 0.02%
90,900
+4,800
+6% +$669K
NTRS icon
520
PUT
Northern Trust
NTRS
$34.8B
$11.6M 0.02%
107,700
+81,400
+310% +$9.24M
J icon
521
PUT
Jacobs Solutions
J
$16.8B
$11.6M 0.02%
105,543
+57,668
+120% +$6.38M
K
522
PUT
DELISTED
Kellanova
K
$11.5M 0.02%
191,700
-107
-0.1% -$6.41K
TFC icon
523
CALL
Truist Financial
TFC
$64.7B
$11.5M 0.02%
196,000
-24,300
-11% -$1.36M
HAS icon
524
PUT
Hasbro
HAS
$13.6B
$11.5M 0.02%
128,800
+46,200
+56% +$4.49M
CBOE icon
525
PUT
Cboe Global Markets
CBOE
$30.6B
$11.5M 0.02%
92,700
+23,100
+33% +$2.82M
19 20
21
22 23

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.