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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXD
501
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$5.54M 0.03%
36,600
+15,000
+69% +$2M
USB icon
502
CALL
US Bancorp
USB
$102B
$5.51M 0.03%
93,000
-35,600
-28% -$2.06M
BNY
503
CALL
Bank of New York Mellon
BNY
$110B
$5.46M 0.03%
108,500
+12,500
+13% +$597K
GS icon
504
Goldman Sachs
GS
$304B
$5.46M 0.03%
23,730
+13,167
+125% +$2.86M
CZR
505
DELISTED
Caesars Entertainment Corporation
CZR
$5.43M 0.03%
+399,337
New +$5.06M
REGN icon
506
Regeneron Pharmaceuticals
REGN
$83B
$5.42M 0.03%
14,438
-11,736
-45% -$3.95M
UPS icon
507
United Parcel Service
UPS
$89.8B
$5.42M 0.03%
46,273
+32,479
+235% +$3.84M
PSX icon
508
CALL
Phillips 66
PSX
$92.8B
$5.42M 0.03%
48,600
+3,900
+9% +$438K
HCA icon
509
CALL
HCA Healthcare
HCA
$89.1B
$5.41M 0.03%
36,600
+10,600
+41% +$1.42M
APA icon
510
PUT
APA Corp
APA
$14B
$5.39M 0.03%
210,800
+61,500
+41% +$1.39M
CHTR icon
511
Charter Communications
CHTR
$18.7B
$5.37M 0.03%
+11,073
New +$5.1M
AKAM icon
512
PUT
Akamai
AKAM
$18B
$5.36M 0.03%
62,000
+25,600
+70% +$2.24M
KSU
513
PUT
DELISTED
Kansas City Southern
KSU
$5.32M 0.03%
34,700
+8,600
+33% +$1.26M
XRX icon
514
PUT
Xerox
XRX
$412M
$5.31M 0.03%
143,900
+43,900
+44% +$1.53M
GIS icon
515
CALL
General Mills
GIS
$20.8B
$5.3M 0.03%
98,900
+35,300
+56% +$1.86M
F icon
516
CALL
Ford
F
$55.4B
$5.28M 0.03%
567,400
+237,000
+72% +$2.13M
KEYS icon
517
PUT
Keysight
KEYS
$60.5B
$5.28M 0.03%
51,400
+25,600
+99% +$2.62M
WBA
518
DELISTED
Walgreens Boots Alliance
WBA
$5.27M 0.03%
89,354
+20,647
+30% +$1.19M
CB icon
519
PUT
Chubb
CB
$133B
$5.26M 0.03%
33,800
-12,100
-26% -$1.85M
MNST icon
520
PUT
Monster Beverage
MNST
$91.4B
$5.2M 0.03%
327,200
+132,400
+68% +$1.94M
TSG
521
DELISTED
The Stars Group Inc.
TSG
$5.18M 0.03%
+198,600
New +$4.45M
WY icon
522
PUT
Weyerhaeuser
WY
$17.9B
$5.18M 0.03%
171,400
+43,300
+34% +$1.26M
VMC icon
523
PUT
Vulcan Materials
VMC
$36B
$5.17M 0.03%
35,900
+7,900
+28% +$1.13M
DVN icon
524
PUT
Devon Energy
DVN
$48.8B
$5.1M 0.03%
196,400
-300
-0.2% -$6.75K
CF icon
525
PUT
CF Industries
CF
$17.7B
$5.1M 0.03%
106,800
+35,200
+49% +$1.65M
19 20
21
22 23

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.