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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
501
CALL
Tesla
TSLA
$1.47T
– –
-132,000
Closed -$1.32M
TSLA icon
502
PUT
Tesla
TSLA
$1.47T
– –
-114,000
Closed -$1.14M
TXN icon
503
PUT
Texas Instruments
TXN
$254B
– –
-156,000
Closed -$6.85M
UNP icon
504
CALL
Union Pacific
UNP
$163B
– –
-30,000
Closed -$2.52M
UNP icon
505
PUT
Union Pacific
UNP
$163B
– –
-30,000
Closed -$2.52M
URI icon
506
CALL
United Rentals
URI
$65.2B
– –
-80,000
Closed -$6.24M
URI icon
507
PUT
United Rentals
URI
$65.2B
– –
-80,000
Closed -$6.24M
V icon
508
CALL
Visa
V
$690B
– –
-4,000
Closed -$222K
VMC icon
509
CALL
Vulcan Materials
VMC
$31.7B
– –
-30,000
Closed -$1.78M
VMC icon
510
PUT
Vulcan Materials
VMC
$31.7B
– –
-30,000
Closed -$1.78M
VRSN icon
511
PUT
VeriSign
VRSN
$26B
– –
-35,600
Closed -$2.13M
VZ icon
512
Verizon
VZ
$196B
– –
-59,179
Closed -$2.8M
WHR icon
513
CALL
Whirlpool
WHR
$2.07B
– –
-25,300
Closed -$3.97M
WHR icon
514
PUT
Whirlpool
WHR
$2.07B
– –
-21,000
Closed -$3.29M
WYNN icon
515
Wynn Resorts
WYNN
$8.35B
– –
-26,886
Closed -$5.92M
X
516
CALL
DELISTED
US Steel
X
– –
-50,000
Closed -$1.48M
XHB icon
517
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.45B
– –
-170,000
Closed -$5.66M
XHB icon
518
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.45B
– –
-160,000
Closed -$5.33M
XME icon
519
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
– –
-94,400
Closed -$3.97M
BBBY
520
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-23,500
Closed -$1.89M
RSX
521
PUT
DELISTED
VanEck Russia ETF
RSX
– –
-75,000
Closed -$2.17M
NUAN
522
DELISTED
Nuance Communications, Inc.
NUAN
– –
-276,224
Closed -$3.71M
XEC
523
CALL
DELISTED
CIMAREX ENERGY CO
XEC
– –
-40,100
Closed -$4.21M
XEC
524
PUT
DELISTED
CIMAREX ENERGY CO
XEC
– –
-2,900
Closed -$304K
CATM
525
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-67,316
Closed -$2.92M
19 20
21
22 23

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.