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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
501
CALL
Expedia Group
EXPE
$31.7B
– –
-8,600
Closed -$445K
FNF icon
502
CALL
Fidelity National Financial
FNF
$11.1B
– –
-289,702
Closed -$4.4M
FOSL icon
503
CALL
Fossil Group
FOSL
$367M
– –
-8,100
Closed -$941K
FTI icon
504
CALL
TechnipFMC
FTI
$27.8B
– –
-80,640
Closed -$3.33M
FTI icon
505
PUT
TechnipFMC
FTI
$27.8B
– –
-80,640
Closed -$3.33M
GE icon
506
CALL
GE Aerospace
GE
$339B
– –
-78,499
Closed -$8.99M
GM icon
507
CALL
General Motors
GM
$72.5B
– –
-100,000
Closed -$3.6M
GM icon
508
PUT
General Motors
GM
$72.5B
– –
-100,000
Closed -$3.6M
GS icon
509
Goldman Sachs
GS
$272B
– –
-52,321
Closed -$8.63M
GWW icon
510
CALL
W.W. Grainger
GWW
$58.5B
– –
-10,000
Closed -$2.62M
GWW icon
511
PUT
W.W. Grainger
GWW
$58.5B
– –
-10,000
Closed -$2.62M
HSBC icon
512
HSBC
HSBC
$345B
– –
-4,874
Closed -$231K
HYG icon
513
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
– –
-16,800
Closed -$1.54M
ILMN icon
514
PUT
Illumina
ILMN
$40.8B
– –
-82,651
Closed -$6.5M
INTC icon
515
Intel
INTC
$650B
– –
-69,910
Closed -$1.69M
IP icon
516
CALL
International Paper
IP
$18.5B
– –
-67,888
Closed -$2.84M
IP icon
517
International Paper
IP
$18.5B
– –
-41,036
Closed -$1.72M
IP icon
518
PUT
International Paper
IP
$18.5B
– –
-49,256
Closed -$2.06M
ISRG icon
519
CALL
Intuitive Surgical
ISRG
$143B
– –
-226,800
Closed -$9.48M
JPM icon
520
PUT
JPMorgan Chase
JPM
$912B
– –
-200,000
Closed -$10.3M
KMB icon
521
CALL
Kimberly-Clark
KMB
$32.7B
– –
-52,150
Closed -$4.71M
KO icon
522
Coca-Cola
KO
$378B
– –
-139,552
Closed -$5.5M
LYB icon
523
CALL
LyondellBasell Industries
LYB
$18.8B
– –
-94,500
Closed -$6.92M
M icon
524
CALL
Macy's
M
$5.91B
– –
-33,000
Closed -$1.43M
MAS icon
525
CALL
Masco
MAS
$13.6B
– –
-45,292
Closed -$846K
19 20
21
22 23

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.