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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
501
CALL
Expedia Group
EXPE
$38.5B
– –
-8,600
Closed -$445K
FNF icon
502
CALL
Fidelity National Financial
FNF
$12.8B
– –
-289,702
Closed -$4.4M
FOSL icon
503
CALL
Fossil Group
FOSL
$310M
– –
-8,100
Closed -$941K
FTI icon
504
CALL
TechnipFMC
FTI
$29.5B
– –
-80,640
Closed -$3.33M
FTI icon
505
PUT
TechnipFMC
FTI
$29.5B
– –
-80,640
Closed -$3.33M
GE icon
506
CALL
GE Aerospace
GE
$382B
– –
-78,499
Closed -$8.99M
GM icon
507
CALL
General Motors
GM
$78.4B
– –
-100,000
Closed -$3.6M
GM icon
508
PUT
General Motors
GM
$78.4B
– –
-100,000
Closed -$3.6M
GS icon
509
Goldman Sachs
GS
$301B
– –
-52,321
Closed -$8.63M
GWW icon
510
CALL
W.W. Grainger
GWW
$61.3B
– –
-10,000
Closed -$2.62M
GWW icon
511
PUT
W.W. Grainger
GWW
$61.3B
– –
-10,000
Closed -$2.62M
HSBC icon
512
HSBC
HSBC
$355B
– –
-4,874
Closed -$231K
HYG icon
513
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-16,800
Closed -$1.54M
ILMN icon
514
PUT
Illumina
ILMN
$29.1B
– –
-82,651
Closed -$6.5M
INTC icon
515
Intel
INTC
$493B
– –
-69,910
Closed -$1.69M
IP icon
516
CALL
International Paper
IP
$22.1B
– –
-67,888
Closed -$2.84M
IP icon
517
International Paper
IP
$22.1B
– –
-41,036
Closed -$1.72M
IP icon
518
PUT
International Paper
IP
$22.1B
– –
-49,256
Closed -$2.06M
ISRG icon
519
CALL
Intuitive Surgical
ISRG
$142B
– –
-226,800
Closed -$9.48M
JPM icon
520
PUT
JPMorgan Chase
JPM
$962B
– –
-200,000
Closed -$10.3M
KMB icon
521
CALL
Kimberly-Clark
KMB
$36.1B
– –
-52,150
Closed -$4.71M
KO icon
522
Coca-Cola
KO
$372B
– –
-139,552
Closed -$5.5M
LYB icon
523
CALL
LyondellBasell Industries
LYB
$20.7B
– –
-94,500
Closed -$6.92M
M icon
524
CALL
Macy's
M
$6.45B
– –
-33,000
Closed -$1.43M
MAS icon
525
CALL
Masco
MAS
$15B
– –
-45,292
Closed -$846K
19 20
21
22 23

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.