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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJRD
501
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$64K ﹤0.01%
4,000
-23,400
-85% -$384K
SFD
502
PUT
DELISTED
SMITHFIELD FOODS,INC
SFD
$20K ﹤0.01%
600
-365,300
-100% -$12.2M
BBBY
503
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$7K ﹤0.01%
100
-2,200
-96% -$165K
PCX
504
DELISTED
PATRIOT COAL CORPORATION COM STK (DE)
PCX
$3K ﹤0.01%
26,700
– –
A icon
505
Agilent Technologies
A
$42.2B
– –
-69,900
Closed -$2.14M
AZO icon
506
PUT
AutoZone
AZO
$49.7B
– –
-5,200
Closed -$2.2M
BIIB icon
507
CALL
Biogen
BIIB
$30.1B
– –
-8,900
Closed -$1.92M
CEF icon
508
Sprott Physical Gold and Silver Trust
CEF
$8.3B
– –
-118,093
Closed -$1.61M
CIEN icon
509
CALL
Ciena
CIEN
$54.9B
– –
-38,100
Closed -$739K
CIEN icon
510
Ciena
CIEN
$54.9B
– –
-16,590
Closed -$322K
CPRI icon
511
Capri Holdings
CPRI
$1.77B
– –
-20,000
Closed -$1.24M
CVX icon
512
CALL
Chevron
CVX
$386B
– –
-22,500
Closed -$2.66M
CVX icon
513
PUT
Chevron
CVX
$386B
– –
-44,100
Closed -$5.22M
DIS icon
514
PUT
Walt Disney
DIS
$179B
– –
-7,100
Closed -$448K
ETN icon
515
Eaton
ETN
$178B
– –
-4,221
Closed -$283K
EXC icon
516
Exelon
EXC
$46.2B
– –
-84,416
Closed -$1.86M
EXC icon
517
PUT
Exelon
EXC
$46.2B
– –
-84,120
Closed -$1.85M
FDX icon
518
FedEx
FDX
$76.3B
– –
-25,044
Closed -$2.47M
GDX icon
519
VanEck Gold Miners ETF
GDX
$27.5B
– –
-64,148
Closed -$1.71M
GLD icon
520
SPDR Gold Trust
GLD
$143B
– –
-178,529
Closed -$22.9M
HD icon
521
CALL
Home Depot
HD
$353B
– –
-8,700
Closed -$673K
IRM icon
522
Iron Mountain
IRM
$36.4B
– –
-21,640
Closed -$550K
ISRG icon
523
PUT
Intuitive Surgical
ISRG
$142B
– –
-3,600
Closed -$202K
IWM icon
524
CALL
iShares Russell 2000 ETF
IWM
$81.8B
– –
-40,000
Closed -$3.89M
IWM icon
525
PUT
iShares Russell 2000 ETF
IWM
$81.8B
– –
-458,900
Closed -$44.6M
19 20
21
22 23

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.