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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
476
PUT
Hartford Financial Services
HIG
$37.8B
$2.61M 0.02%
34,400
+4,600
+15% +$331K
USB icon
477
US Bancorp
USB
$102B
$2.6M 0.02%
59,613
-174,960
-75% -$7.49M
ADBE icon
478
Adobe
ADBE
$108B
$2.59M 0.02%
7,699
+3,211
+72% +$1.03M
TFC icon
479
CALL
Truist Financial
TFC
$64.7B
$2.59M 0.02%
60,100
+3,600
+6% +$158K
ONYX
480
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
$2.58M 0.02%
250,000
– –
ENPH icon
481
PUT
Enphase Energy
ENPH
$5.39B
$2.57M 0.02%
9,700
– –
FNVT
482
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$2.56M 0.02%
250,000
– –
CPAQ
483
DELISTED
Counter Press Acquisition Corporation Class A Ordinary Share
CPAQ
$2.56M 0.02%
250,000
– –
MGM icon
484
PUT
MGM Resorts International
MGM
$11.1B
$2.56M 0.02%
76,300
-27,500
-26% -$952K
CRM icon
485
Salesforce
CRM
$165B
$2.55M 0.02%
19,203
+2,153
+13% +$314K
CMI icon
486
PUT
Cummins
CMI
$87B
$2.54M 0.02%
10,500
+200
+2% +$47.6K
NUE icon
487
PUT
Nucor
NUE
$61.8B
$2.54M 0.02%
19,300
+1,800
+10% +$245K
COP icon
488
PUT
ConocoPhillips
COP
$150B
$2.54M 0.02%
21,500
+2,700
+14% +$328K
DLTR icon
489
CALL
Dollar Tree
DLTR
$24.9B
$2.53M 0.02%
17,900
+100
+0.6% +$14.9K
OKE icon
490
PUT
Oneok
OKE
$58.4B
$2.53M 0.02%
38,500
+2,800
+8% +$172K
TWNI
491
DELISTED
Tailwind International Acquisition Corp.
TWNI
$2.52M 0.02%
250,000
– –
AMAT icon
492
CALL
Applied Materials
AMAT
$424B
$2.52M 0.02%
25,900
+1,900
+8% +$182K
GLW icon
493
PUT
Corning
GLW
$137B
$2.51M 0.02%
78,700
-34,400
-30% -$1.12M
FIS icon
494
CALL
Fidelity National Information Services
FIS
$22.8B
$2.51M 0.02%
37,000
+4,200
+13% +$298K
NEE.PRR
495
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$2.51M 0.02%
+50,000
New +$2.4M
NEE icon
496
NextEra Energy
NEE
$179B
$2.49M 0.02%
29,826
+7,826
+36% +$632K
ADBE icon
497
CALL
Adobe
ADBE
$108B
$2.49M 0.02%
7,400
+2,300
+45% +$736K
GM icon
498
General Motors
GM
$75.8B
$2.49M 0.02%
73,906
-108,045
-59% -$3.99M
BNY
499
Bank of New York Mellon
BNY
$110B
$2.48M 0.02%
54,499
-84,439
-61% -$3.62M
WBA
500
DELISTED
Walgreens Boots Alliance
WBA
$2.47M 0.02%
66,233
-12,917
-16% -$486K
18 19
20
21 22

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.