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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
476
CALL
T-Mobile US
TMUS
$197B
$12.8M 0.02%
110,200
+19,300
+21% +$2.27M
LUV icon
477
Southwest Airlines
LUV
$22B
$12.7M 0.02%
297,166
+269,491
+974% +$12.7M
IP icon
478
PUT
International Paper
IP
$21.8B
$12.7M 0.02%
270,900
-8,201
-3% -$404K
CFG icon
479
PUT
Citizens Financial Group
CFG
$31.2B
$12.7M 0.02%
269,200
+14,100
+6% +$679K
ZBH icon
480
PUT
Zimmer Biomet
ZBH
$19B
$12.6M 0.02%
102,485
-15,553
-13% -$2.04M
SJNK icon
481
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$12.6M 0.02%
+464,100
New +$12.6M
PSA icon
482
PUT
Public Storage
PSA
$61.4B
$12.6M 0.02%
33,600
-8,900
-21% -$2.97M
VFC icon
483
PUT
VF Corp
VFC
$5.79B
$12.5M 0.02%
171,300
-31,600
-16% -$2.31M
CMI icon
484
Cummins
CMI
$87B
$12.5M 0.02%
57,254
+16,596
+41% +$3.78M
ARE icon
485
PUT
Alexandria Real Estate Equities
ARE
$8.33B
$12.5M 0.02%
55,900
-19,500
-26% -$4.04M
KMB icon
486
CALL
Kimberly-Clark
KMB
$36.8B
$12.3M 0.02%
86,400
+17,200
+25% +$2.32M
SRE icon
487
PUT
Sempra
SRE
$56.5B
$12.3M 0.02%
185,800
-138,200
-43% -$8.76M
TJX icon
488
CALL
TJX Companies
TJX
$170B
$12.3M 0.02%
161,600
-33,900
-17% -$2.35M
CZR icon
489
PUT
Caesars Entertainment
CZR
$6.04B
$12.2M 0.02%
130,600
+51,000
+64% +$5.17M
CF icon
490
PUT
CF Industries
CF
$17.7B
$12.2M 0.02%
171,700
+37,100
+28% +$2.32M
HAS icon
491
PUT
Hasbro
HAS
$13.6B
$12.2M 0.02%
119,400
-9,400
-7% -$902K
DUK icon
492
CALL
Duke Energy
DUK
$97.1B
$12.1M 0.02%
115,400
-2,000
-2% -$203K
LNC icon
493
PUT
Lincoln National
LNC
$8.67B
$12.1M 0.02%
177,100
+1,100
+0.6% +$77.6K
ROG icon
494
Rogers Corp
ROG
$2.46B
$12.1M 0.02%
+44,214
New +$10.8M
AAL icon
495
PUT
American Airlines Group
AAL
$9.97B
$12M 0.02%
669,500
+4,000
+0.6% +$76.7K
MMM icon
496
3M
MMM
$94.2B
$12M 0.02%
80,607
-11,658
-13% -$1.74M
CL icon
497
CALL
Colgate-Palmolive
CL
$74.1B
$11.9M 0.02%
139,300
-20,500
-13% -$1.6M
MTCH icon
498
PUT
Match Group
MTCH
$8.56B
$11.8M 0.02%
89,600
+74,000
+474% +$10.7M
CAG icon
499
PUT
Conagra Brands
CAG
$7.39B
$11.8M 0.02%
346,900
+98,600
+40% +$3.23M
MO icon
500
CALL
Altria Group
MO
$109B
$11.8M 0.02%
248,400
+6,900
+3% +$316K
18 19
20
21 22

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.