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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
476
PUT
American Airlines Group
AAL
$9.97B
$13.7M 0.03%
665,500
+66,000
+11% +$1.34M
VFC icon
477
PUT
VF Corp
VFC
$5.79B
$13.6M 0.03%
202,900
+50,600
+33% +$3.88M
GRMN
478
PUT
Garmin
GRMN
$60.2B
$13.6M 0.03%
87,400
+200
+0.2% +$32.5K
MMM icon
479
3M
MMM
$94.2B
$13.5M 0.03%
92,265
+91,739
+17,441% +$14.9M
CI icon
480
CALL
Cigna
CI
$73.5B
$13.5M 0.03%
67,500
+30,200
+81% +$6.57M
AJG icon
481
PUT
Arthur J. Gallagher & Co
AJG
$65B
$13.5M 0.03%
90,600
+83,800
+1,232% +$12M
BDX icon
482
CALL
Becton Dickinson
BDX
$49.6B
$13.4M 0.03%
56,068
+2,768
+5% +$679K
PM icon
483
CALL
Philip Morris
PM
$294B
$13.4M 0.03%
141,400
-20,500
-13% -$2.06M
CTVA icon
484
PUT
Corteva
CTVA
$50.6B
$13.4M 0.03%
318,400
-49,200
-13% -$2.13M
APD icon
485
Air Products & Chemicals
APD
$68B
$13.3M 0.03%
51,966
+44,037
+555% +$12.2M
GEN icon
486
PUT
Gen Digital
GEN
$17.7B
$13.3M 0.03%
524,900
+104,000
+25% +$2.71M
STX icon
487
PUT
Seagate
STX
$209B
$13.3M 0.03%
160,900
+2,500
+2% +$218K
NEM icon
488
Newmont
NEM
$120B
$13.2M 0.03%
243,321
+155,683
+178% +$9.18M
XLF icon
489
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$13.1M 0.03%
+348,155
New +$13M
ENPH icon
490
PUT
Enphase Energy
ENPH
$5.39B
$13M 0.03%
87,000
+9,500
+12% +$1.63M
UPS icon
491
United Parcel Service
UPS
$89.8B
$13M 0.03%
+71,618
New +$14.1M
TT icon
492
PUT
Trane Technologies
TT
$105B
$13M 0.03%
75,400
-17,800
-19% -$3.42M
BRK.B icon
493
Berkshire Hathaway Class B
BRK.B
$1.09T
$12.9M 0.03%
47,431
-97,036
-67% -$27.3M
ATVI
494
CALL
DELISTED
Activision Blizzard
ATVI
$12.9M 0.03%
166,900
+17,700
+12% +$1.48M
TJX icon
495
CALL
TJX Companies
TJX
$170B
$12.9M 0.03%
195,500
+63,500
+48% +$4.43M
TDY icon
496
PUT
Teledyne Technologies
TDY
$31.2B
$12.8M 0.03%
29,900
+3,800
+15% +$1.68M
PLD icon
497
CALL
Prologis
PLD
$134B
$12.8M 0.03%
102,300
+34,200
+50% +$4.44M
ZTS icon
498
CALL
Zoetis
ZTS
$31.3B
$12.7M 0.03%
65,300
+19,800
+44% +$4M
PSA icon
499
PUT
Public Storage
PSA
$61.4B
$12.6M 0.03%
42,500
+1,700
+4% +$533K
VRSK icon
500
PUT
Verisk Analytics
VRSK
$24.2B
$12.6M 0.03%
63,000
-4,100
-6% -$794K
18 19
20
21 22

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.