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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
476
Align Technology
ALGN
$12.5B
$4.11M 0.03%
22,730
+20,167
+787% +$4.19M
BKNG icon
477
Booking.com
BKNG
$160B
$4.11M 0.03%
52,325
-1,675
-3% -$130K
JCI icon
478
CALL
Johnson Controls International
JCI
$91.7B
$4.11M 0.03%
93,600
+24,700
+36% +$1.05M
HWM icon
479
PUT
Howmet Aerospace
HWM
$113B
$4.06M 0.03%
203,815
+17,995
+10% +$354K
HAS icon
480
PUT
Hasbro
HAS
$13.6B
$4.06M 0.03%
34,200
+10,300
+43% +$1.17M
FIS icon
481
PUT
Fidelity National Information Services
FIS
$22.8B
$4.02M 0.03%
30,300
+11,700
+63% +$1.55M
DOW icon
482
CALL
Dow Inc
DOW
$21.9B
$4.02M 0.03%
84,400
+45,600
+118% +$2.13M
MCRN
483
DELISTED
Milacron Holdings Corp.
MCRN
$4.02M 0.03%
+241,296
New +$3.88M
TFC icon
484
CALL
Truist Financial
TFC
$64.7B
$4.01M 0.03%
75,100
+15,800
+27% +$783K
STX icon
485
PUT
Seagate
STX
$209B
$4M 0.03%
74,400
+8,400
+13% +$412K
ITW icon
486
CALL
Illinois Tool Works
ITW
$82.9B
$3.98M 0.03%
25,400
-600
-2% -$91.1K
NUE icon
487
PUT
Nucor
NUE
$61.8B
$3.96M 0.03%
77,800
-16,200
-17% -$846K
LUMN icon
488
PUT
Lumen
LUMN
$6.6B
$3.94M 0.03%
315,500
+38,600
+14% +$458K
TIF
489
PUT
DELISTED
Tiffany & Co.
TIF
$3.92M 0.03%
42,300
+8,700
+26% +$785K
VTRS icon
490
PUT
Viatris
VTRS
$18.4B
$3.91M 0.03%
197,800
+65,300
+49% +$1.28M
AMAT icon
491
CALL
Applied Materials
AMAT
$424B
$3.9M 0.03%
78,100
+5,100
+7% +$246K
MGM icon
492
PUT
MGM Resorts International
MGM
$11.1B
$3.87M 0.03%
139,700
+25,500
+22% +$732K
KMX icon
493
PUT
CarMax
KMX
$8.52B
$3.86M 0.03%
43,900
+10,700
+32% +$918K
AFL icon
494
CALL
Aflac
AFL
$60.7B
$3.86M 0.03%
73,800
+31,500
+74% +$1.66M
GM icon
495
CALL
General Motors
GM
$75.8B
$3.83M 0.03%
102,200
-6,800
-6% -$262K
APA icon
496
PUT
APA Corp
APA
$14B
$3.82M 0.03%
149,300
+43,100
+41% +$1.03M
URI icon
497
PUT
United Rentals
URI
$69.7B
$3.81M 0.03%
30,600
+9,200
+43% +$1.12M
MAR icon
498
CALL
Marriott International
MAR
$91.9B
$3.81M 0.03%
30,600
+4,300
+16% +$570K
WBA
499
CALL
DELISTED
Walgreens Boots Alliance
WBA
$3.8M 0.03%
68,700
+600
+0.9% +$32.2K
WBA
500
DELISTED
Walgreens Boots Alliance
WBA
$3.8M 0.03%
68,707
-48,971
-42% -$2.62M
18 19
20
21 22

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.