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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
476
PUT
Skyworks Solutions
SWKS
$10.5B
$1.41M 0.02%
21,100
+8,700
+70% +$672K
UPL
477
CALL
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.41M 0.02%
1,851,800
+281,800
+18% +$356K
TXT icon
478
PUT
Textron
TXT
$15.1B
$1.4M 0.02%
30,400
+13,900
+84% +$781K
QCOM icon
479
Qualcomm
QCOM
$173B
$1.39M 0.02%
24,499
+21,653
+761% +$1.31M
ADP icon
480
CALL
Automatic Data Processing
ADP
$110B
$1.39M 0.02%
10,600
+2,600
+33% +$367K
CMCSA icon
481
Comcast
CMCSA
$92.9B
$1.38M 0.02%
40,606
+9,421
+30% +$344K
UPS icon
482
United Parcel Service
UPS
$89.8B
$1.37M 0.02%
14,059
+9,888
+237% +$1.07M
HOLX
483
PUT
DELISTED
Hologic
HOLX
$1.37M 0.02%
33,300
+15,600
+88% +$640K
DFS
484
PUT
DELISTED
Discover Financial Services
DFS
$1.36M 0.02%
23,000
+15,400
+203% +$1.06M
ROK icon
485
PUT
Rockwell Automation
ROK
$49.5B
$1.35M 0.02%
9,000
+1,100
+14% +$183K
XLNX
486
PUT
DELISTED
Xilinx Inc
XLNX
$1.35M 0.02%
15,800
+3,600
+30% +$301K
CAR icon
487
PUT
Avis
CAR
$4.84B
$1.34M 0.02%
59,500
-3,300
-5% -$95.8K
OKE icon
488
PUT
Oneok
OKE
$58.4B
$1.34M 0.02%
24,800
+1,700
+7% +$106K
BNY
489
CALL
Bank of New York Mellon
BNY
$110B
$1.34M 0.02%
28,400
+7,100
+33% +$345K
FCX icon
490
PUT
Freeport-McMoran
FCX
$93.6B
$1.34M 0.02%
129,700
+85,900
+196% +$1M
ADM icon
491
PUT
Archer Daniels Midland
ADM
$38.6B
$1.34M 0.02%
32,600
+9,600
+42% +$447K
CCI icon
492
CALL
Crown Castle
CCI
$32.2B
$1.34M 0.02%
12,300
+4,900
+66% +$538K
GD icon
493
General Dynamics
GD
$106B
$1.33M 0.02%
8,476
+4,653
+122% +$834K
TAHO
494
DELISTED
Tahoe Resources Inc
TAHO
$1.33M 0.02%
+363,210
New +$1.12M
FITB
495
PUT
Fifth Third Bancorp
FITB
$52.5B
$1.32M 0.02%
56,300
+37,700
+203% +$992K
UAL icon
496
PUT
United Airlines
UAL
$41B
$1.31M 0.02%
15,700
-348,100
-96% -$30.6M
BSX icon
497
CALL
Boston Scientific
BSX
$74.9B
$1.3M 0.02%
36,800
+2,900
+9% +$105K
AEP icon
498
PUT
American Electric Power
AEP
$68.3B
$1.29M 0.02%
17,300
+14,600
+541% +$1.1M
HLT icon
499
PUT
Hilton Worldwide
HLT
$72.2B
$1.25M 0.02%
17,400
+3,900
+29% +$282K
PAYX icon
500
PUT
Paychex
PAYX
$44.6B
$1.24M 0.02%
19,100
+7,400
+63% +$501K
18 19
20
21 22

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.