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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDEN
476
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-112,000
Closed -$2.4M
RDEN
477
PUT
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-11,600
Closed -$248K
MESG
478
CALL
DELISTED
XURA INC COM (DE)
MESG
– –
-34,000
Closed -$907K
ADT
479
CALL
DELISTED
ADT Corp
ADT
– –
-115,600
Closed -$4.04M
ADT
480
PUT
DELISTED
ADT Corp
ADT
– –
-3,500
Closed -$122K
DXM
481
CALL
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-35,000
Closed -$389K
LO
482
CALL
DELISTED
LORILLARD INC COM STK
LO
– –
-204,700
Closed -$12.5M
CFN
483
CALL
DELISTED
CAREFUSION CORPORATION
CFN
– –
-310,900
Closed -$13.8M
CFN
484
PUT
DELISTED
CAREFUSION CORPORATION
CFN
– –
-63,900
Closed -$2.83M
ROC
485
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-63,100
Closed -$4.79M
ROC
486
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-1,100
Closed -$83K
TWTC
487
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-15,000
Closed -$604K
MCRS
488
CALL
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-25,600
Closed -$1.74M
MCRS
489
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-87,822
Closed -$5.96M
HSH
490
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-90,000
Closed -$5.61M
HSH
491
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-200,000
Closed -$12.5M
HSH
492
PUT
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-602,100
Closed -$37.5M
QCOR
493
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-32,500
Closed -$3M
QCOR
494
PUT
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-77,000
Closed -$7.12M
IDIX
495
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-12,500
Closed -$301K
IDIX
496
PUT
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-14,200
Closed -$342K
FRX
497
DELISTED
FOREST LABORATORIES INC
FRX
– –
-350,000
Closed -$34.6M
JOSB
498
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-35,000
Closed -$2.27M
MF
499
DELISTED
MF GLOBAL HOLDINGS LTD COM STK (DE)
MF
$0 ﹤0.01%
25,000
– –
COV
500
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-121,800
Closed -$11M
17 18 19
20
21

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.