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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
PUT
Aptiv
APTV
$10.3B
| – | – |
-11,300
| Closed | -$660K |
|
477
CALL
ATI
ATI
$31.3B
| – | – |
-50,000
| Closed | -$1.53M |
|
|
478
PUT
ATI
ATI
$31.3B
| – | – |
-55,000
| Closed | -$1.68M |
|
479
CALL
American Express
AXP
$230B
| – | – |
-48,300
| Closed | -$3.65M |
|
|
480
American Express
AXP
$230B
| – | – |
-14,035
| Closed | -$1.06M |
|
|
481
PUT
American Express
AXP
$230B
| – | – |
-8,000
| Closed | -$604K |
|
482
Boeing
BA
$184B
| – | – |
-16,894
| Closed | -$2.2M |
|
483
Baxter International
BAX
$14.3B
| – | – |
-252,953
| Closed | -$9.17M |
|
484
CALL
BlackBerry
BB
$5.26B
| – | – |
-388,900
| Closed | -$3.09M |
|
485
Biogen
BIIB
$30.1B
| – | – |
-3,179
| Closed | -$765K |
|
|
486
PUT
Biogen
BIIB
$30.1B
| – | – |
-5,500
| Closed | -$1.32M |
|
487
Conagra Brands
CAG
$7.14B
| – | – |
-13,043
| Closed | -$307K |
|
488
Avis
CAR
$4.97B
| – | – |
-8,735
| Closed | -$293K |
|
489
Carnival Corporation Ltd
CCL
$38B
| – | – |
-27,125
| Closed | -$958K |
|
490
PUT
Chipotle Mexican Grill
CMG
$40.5B
| – | – |
-730,000
| Closed | -$6.26M |
|
491
CALL
ConocoPhillips
COP
$151B
| – | – |
-58,100
| Closed | -$4.04M |
|
492
Chevron
CVX
$386B
| – | – |
-3,700
| Closed | -$449K |
|
493
CALL
Deere & Co
DE
$167B
| – | – |
-256,500
| Closed | -$20.9M |
|
|
494
PUT
Deere & Co
DE
$167B
| – | – |
-269,600
| Closed | -$21.9M |
|
495
Walt Disney
DIS
$179B
| – | – |
-80,199
| Closed | -$5.56M |
|
496
iShares MSCI Emerging Markets ETF
EEM
$29.9B
| – | – |
-44,016
| Closed | -$1.84M |
|
497
PUT
EOG Resources
EOG
$75.2B
| – | – |
-30,000
| Closed | -$2.54M |
|
498
CALL
EQT Corp
EQT
$34B
| – | – |
-48,129
| Closed | -$2.32M |
|
|
499
PUT
EQT Corp
EQT
$34B
| – | – |
-51,069
| Closed | -$2.47M |
|
500
PUT
Eaton
ETN
$178B
| – | – |
-99,500
| Closed | -$6.85M |
|
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NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.