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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKS
476
DELISTED
Barnes & Noble
BKS
$331K ﹤0.01%
+39,061
New +$407K
DXM
477
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$312K ﹤0.01%
+38,500
New +$479K
CAG icon
478
Conagra Brands
CAG
$7.14B
$307K ﹤0.01%
+13,043
New +$352K
CELG
479
PUT
DELISTED
Celgene Corp
CELG
$292K ﹤0.01%
+3,800
New +$266K
BNY
480
PUT
Bank of New York Mellon
BNY
$109B
$280K ﹤0.01%
9,300
-35,300
-79% -$1.08M
SNDK
481
PUT
DELISTED
SANDISK CORP
SNDK
$279K ﹤0.01%
+4,700
New +$276K
EBAY icon
482
PUT
eBay
EBAY
$47.2B
$278K ﹤0.01%
11,880
– –
PRGO icon
483
CALL
Perrigo
PRGO
$1.78B
$271K ﹤0.01%
+2,200
New +$275K
HNR
484
DELISTED
Harvest Natural Resources
HNR
$267K ﹤0.01%
12,500
-37,490
-75% -$680K
BKS
485
PUT
DELISTED
Barnes & Noble
BKS
$258K ﹤0.01%
+30,520
New +$318K
CAR icon
486
Avis
CAR
$4.97B
$251K ﹤0.01%
+8,735
New +$261K
VRSN icon
487
VeriSign
VRSN
$26B
$250K ﹤0.01%
+4,916
New +$237K
DXM
488
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$248K ﹤0.01%
+30,632
New +$381K
XLP icon
489
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$234K ﹤0.01%
+5,900
New +$240K
TIF
490
PUT
DELISTED
Tiffany & Co.
TIF
$229K ﹤0.01%
3,000
– –
HSBC icon
491
HSBC
HSBC
$355B
$227K ﹤0.01%
+4,874
New +$231K
DELL
492
DELISTED
DELL INC
DELL
$224K ﹤0.01%
16,333
-108,724
-87% -$1.47M
EAGLW
493
DELISTED
GLOBAL EAGLE ACQUISITION CORP WTS EXP 05-13-2016 (DE)
EAGLW
$223K ﹤0.01%
+150,000
New +$223K
BBBY
494
DELISTED
Bed Bath & Beyond Inc
BBBY
$212K ﹤0.01%
2,753
-3,224
-54% -$241K
RIG icon
495
CALL
Transocean
RIG
$6.49B
$209K ﹤0.01%
4,700
-21,300
-82% -$1.01M
LLY icon
496
Eli Lilly
LLY
$1.08T
$206K ﹤0.01%
+4,100
New +$215K
QIHU
497
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$199K ﹤0.01%
+2,400
New +$169K
MBI icon
498
CALL
MBIA
MBI
$253M
$143K ﹤0.01%
14,000
-1,000
-7% -$12.6K
RIG icon
499
PUT
Transocean
RIG
$6.49B
$124K ﹤0.01%
2,800
-19,200
-87% -$908K
CELG
500
DELISTED
Celgene Corp
CELG
$70K ﹤0.01%
+920
New +$64.5K
18 19
20
21 22

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.