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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
-$1.95B
Cap. Flow %
-3.26%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.85%
2 Technology 1.5%
3 Financials 1.15%
4 Communication Services 1.09%
5 Industrials 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
PUT
Pfizer
PFE
$163B
$336M 0.56%
5,683,400
+1,073,000
+23% +$53.2M
ADBE icon
27
PUT
Adobe
ADBE
$93.6B
$308M 0.51%
542,900
+69,300
+15% +$43.3M
ACN icon
28
PUT
Accenture
ACN
$108B
$301M 0.5%
726,300
+140,400
+24% +$51.2M
V icon
29
PUT
Visa
V
$690B
$298M 0.5%
1,373,200
+52,100
+4% +$11.2M
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$293M 0.49%
616,972
+550,501
+828% +$253M
BAC icon
31
PUT
Bank of America
BAC
$396B
$289M 0.48%
6,489,200
+72,100
+1% +$3.28M
EFA icon
32
CALL
iShares MSCI EAFE ETF
EFA
$78B
$288M 0.48%
3,666,100
-1,601,300
-30% -$127M
NFLX icon
33
PUT
Netflix
NFLX
$296B
$285M 0.48%
4,732,000
-575,000
-11% -$36.7M
XLNX
34
DELISTED
Xilinx Inc
XLNX
$283M 0.47%
1,337,060
+19,659
+1% +$3.88M
QCOM icon
35
PUT
Qualcomm
QCOM
$216B
$283M 0.47%
1,545,100
+337,300
+28% +$54M
DHR icon
36
PUT
Danaher
DHR
$158B
$275M 0.46%
942,782
+137,390
+17% +$37.8M
CSCO icon
37
PUT
Cisco
CSCO
$421B
$275M 0.46%
4,336,200
+1,177,400
+37% +$67.3M
MA icon
38
PUT
Mastercard
MA
$497B
$261M 0.44%
725,700
-12,300
-2% -$4.25M
CVX icon
39
PUT
Chevron
CVX
$401B
$253M 0.42%
2,159,500
+82,100
+4% +$9.33M
MCD icon
40
PUT
McDonald's
MCD
$167B
$250M 0.42%
933,700
+177,300
+23% +$44.8M
DIS icon
41
PUT
Walt Disney
DIS
$183B
$248M 0.42%
1,602,000
+94,200
+6% +$15.2M
CRM icon
42
PUT
Salesforce
CRM
$193B
$248M 0.41%
974,200
+26,100
+3% +$7.33M
ABBV icon
43
PUT
AbbVie
ABBV
$467B
$244M 0.41%
1,799,000
+496,200
+38% +$58.6M
XOM icon
44
PUT
ExxonMobil
XOM
$660B
$243M 0.41%
3,974,700
+42,300
+1% +$2.64M
NKE icon
45
PUT
Nike
NKE
$53B
$242M 0.4%
1,449,400
+269,400
+23% +$44.4M
PEP icon
46
PUT
PepsiCo
PEP
$176B
$241M 0.4%
1,390,000
+271,700
+24% +$44.4M
LLY icon
47
PUT
Eli Lilly
LLY
$1.05T
$239M 0.4%
867,000
+36,400
+4% +$9.23M
INTU icon
48
PUT
Intuit
INTU
$73.7B
$239M 0.4%
371,500
+43,100
+13% +$26.6M
ABT icon
49
PUT
Abbott
ABT
$175B
$237M 0.4%
1,683,200
+421,800
+33% +$54M
KO icon
50
PUT
Coca-Cola
KO
$378B
$234M 0.39%
3,949,600
+1,070,400
+37% +$59.6M
1
2
3 4 5

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q4 2021, closing 349 positions and reducing 734 holdings. Its most notable exit was Kansas City Southern, an estimated $55.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 93% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in Blackrock worth $31.9M.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.