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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
26
PUT
Bank of America
BAC
$448B
$272M 0.54%
6,417,100
+814,700
+15% +$32.8M
PG icon
27
PUT
Procter & Gamble
PG
$338B
$267M 0.53%
1,912,100
+273,100
+17% +$38.7M
CRM icon
28
PUT
Salesforce
CRM
$162B
$257M 0.51%
948,100
+132,900
+16% +$33.8M
MA icon
29
PUT
Mastercard
MA
$492B
$257M 0.51%
738,000
+41,100
+6% +$14.9M
DIS icon
30
PUT
Walt Disney
DIS
$179B
$255M 0.51%
1,507,800
+339,000
+29% +$60.4M
TMO icon
31
PUT
Thermo Fisher Scientific
TMO
$224B
$248M 0.49%
434,100
+105,100
+32% +$57.7M
COST icon
32
PUT
Costco
COST
$419B
$235M 0.46%
521,900
+143,100
+38% +$62.9M
XOM icon
33
PUT
ExxonMobil
XOM
$657B
$231M 0.46%
3,932,400
+458,400
+13% +$26.1M
AMZN icon
34
CALL
Amazon
AMZN
$2.94T
$221M 0.44%
1,344,000
+192,000
+17% +$33.1M
INFO
35
DELISTED
IHS Markit Ltd. Common Shares
INFO
$219M 0.43%
1,876,221
-196,881
-9% -$23.2M
DHR icon
36
PUT
Danaher
DHR
$146B
$217M 0.43%
805,392
+105,130
+15% +$28.6M
GE icon
37
CALL
GE Aerospace
GE
$382B
$214M 0.43%
3,340,680
+2,912,080
+679% +$187M
AVGO icon
38
PUT
Broadcom
AVGO
$1.98T
$213M 0.42%
4,392,000
+256,000
+6% +$12.4M
CVX icon
39
PUT
Chevron
CVX
$386B
$211M 0.42%
2,077,400
+168,100
+9% +$16.8M
XLNX
40
DELISTED
Xilinx Inc
XLNX
$199M 0.39%
1,317,401
+241,954
+22% +$35.5M
PFE icon
41
PUT
Pfizer
PFE
$152B
$198M 0.39%
4,610,400
+659,900
+17% +$29.2M
LLY icon
42
PUT
Eli Lilly
LLY
$1.08T
$192M 0.38%
830,600
-90,000
-10% -$22.2M
WFC icon
43
PUT
Wells Fargo
WFC
$264B
$188M 0.37%
4,051,200
+775,200
+24% +$35.9M
ACN icon
44
PUT
Accenture
ACN
$110B
$187M 0.37%
585,900
+71,800
+14% +$23.4M
GOOG icon
45
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$184M 0.37%
1,382,000
+112,000
+9% +$15.4M
MCD icon
46
PUT
McDonald's
MCD
$194B
$182M 0.36%
756,400
+130,000
+21% +$31M
NUAN
47
DELISTED
Nuance Communications, Inc.
NUAN
$179M 0.35%
3,245,098
+1,416,497
+77% +$77.9M
TXN icon
48
PUT
Texas Instruments
TXN
$257B
$178M 0.35%
923,700
-121,100
-12% -$23.1M
INTU icon
49
PUT
Intuit
INTU
$92B
$177M 0.35%
328,400
+32,300
+11% +$17.4M
GS icon
50
PUT
Goldman Sachs
GS
$301B
$174M 0.34%
459,200
+37,800
+9% +$14.8M
1
2
3 4 5

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.