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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
PUT
Mastercard
MA
$492B
$218M 0.64%
612,900
+98,600
+19% +$34.4M
V icon
27
PUT
Visa
V
$677B
$203M 0.6%
957,500
-600
-0.1% -$126K
PYPL icon
28
PUT
PayPal
PYPL
$50.5B
$201M 0.59%
827,600
+6,200
+0.8% +$1.57M
BAC icon
29
PUT
Bank of America
BAC
$448B
$192M 0.57%
4,974,800
+1,907,800
+62% +$65.8M
CVX icon
30
PUT
Chevron
CVX
$386B
$185M 0.55%
1,769,800
+835,700
+89% +$81.6M
PG icon
31
PUT
Procter & Gamble
PG
$338B
$183M 0.54%
1,353,200
+476,600
+54% +$62.2M
ALXN
32
DELISTED
Alexion Pharmaceuticals
ALXN
$180M 0.53%
1,177,499
+979,455
+495% +$152M
AAPL icon
33
CALL
Apple
AAPL
$4.45T
$178M 0.52%
1,456,000
-872,400
-37% -$112M
XOM icon
34
PUT
ExxonMobil
XOM
$657B
$169M 0.5%
3,028,600
+1,269,000
+72% +$66.5M
AVGO icon
35
PUT
Broadcom
AVGO
$1.98T
$167M 0.49%
3,591,000
+1,129,000
+46% +$52.2M
TXN icon
36
PUT
Texas Instruments
TXN
$257B
$159M 0.47%
842,400
+193,600
+30% +$33.6M
INFO
37
DELISTED
IHS Markit Ltd. Common Shares
INFO
$159M 0.47%
1,643,130
+1,642,130
+164,213% +$150M
FXI icon
38
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$152M 0.45%
+3,254,100
New +$162M
ABT icon
39
PUT
Abbott
ABT
$190B
$151M 0.44%
1,260,100
+343,600
+37% +$40.7M
ADBE icon
40
PUT
Adobe
ADBE
$105B
$150M 0.44%
314,900
+56,400
+22% +$26.4M
CMCSA icon
41
PUT
Comcast
CMCSA
$91B
$147M 0.43%
2,712,700
+274,900
+11% +$14.5M
AAPL icon
42
Apple
AAPL
$4.45T
$135M 0.4%
1,102,796
+866,912
+368% +$111M
BA icon
43
PUT
Boeing
BA
$184B
$134M 0.4%
528,000
+212,500
+67% +$47.2M
CSCO icon
44
PUT
Cisco
CSCO
$475B
$134M 0.4%
2,595,300
+1,183,000
+84% +$55.5M
AMZN icon
45
CALL
Amazon
AMZN
$2.94T
$130M 0.38%
838,000
-106,000
-11% -$16.8M
AMAT icon
46
PUT
Applied Materials
AMAT
$417B
$128M 0.38%
955,700
+281,100
+42% +$31M
GS icon
47
PUT
Goldman Sachs
GS
$301B
$128M 0.38%
390,200
+196,600
+102% +$61.2M
ABBV icon
48
PUT
AbbVie
ABBV
$442B
$127M 0.38%
1,177,800
+262,800
+29% +$28.1M
IWM icon
49
CALL
iShares Russell 2000 ETF
IWM
$81.8B
$126M 0.37%
571,100
+502,000
+726% +$110M
LLY icon
50
PUT
Eli Lilly
LLY
$1.08T
$126M 0.37%
671,900
+197,600
+42% +$38.7M
1
2
3 4 5

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.