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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
26
PUT
UnitedHealth
UNH
$361B
$102M 0.52%
326,800
+60,100
+23% +$18.5M
PG icon
27
PUT
Procter & Gamble
PG
$338B
$102M 0.52%
732,300
+301,700
+70% +$40.1M
CRM icon
28
PUT
Salesforce
CRM
$162B
$94.9M 0.49%
377,800
+118,200
+46% +$25.9M
FXI icon
29
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$94.6M 0.48%
2,252,800
+1,102,800
+96% +$47.4M
TIF
30
DELISTED
Tiffany & Co.
TIF
$91.8M 0.47%
792,802
+194,233
+32% +$23.6M
JPM icon
31
PUT
JPMorgan Chase
JPM
$962B
$90.7M 0.46%
942,200
+266,700
+39% +$26.2M
META icon
32
CALL
Meta Platforms (Facebook)
META
$1.53T
$88.5M 0.45%
337,800
+90,000
+36% +$23.2M
COST icon
33
PUT
Costco
COST
$419B
$86.4M 0.44%
243,300
+92,100
+61% +$31M
AMGN icon
34
PUT
Amgen
AMGN
$224B
$85M 0.43%
334,300
+121,600
+57% +$30.1M
TSLA icon
35
PUT
Tesla
TSLA
$1.31T
$80.4M 0.41%
561,900
-59,100
-10% -$6.98M
QCOM icon
36
PUT
Qualcomm
QCOM
$171B
$78M 0.4%
663,000
+163,700
+33% +$17.5M
TMO icon
37
PUT
Thermo Fisher Scientific
TMO
$224B
$76.5M 0.39%
173,200
+18,100
+12% +$7.48M
INTC icon
38
PUT
Intel
INTC
$493B
$76.1M 0.39%
1,469,500
+154,900
+12% +$8.05M
AVGO icon
39
PUT
Broadcom
AVGO
$1.98T
$74.6M 0.38%
2,049,000
+581,000
+40% +$19.5M
CHTR icon
40
PUT
Charter Communications
CHTR
$18.8B
$74M 0.38%
118,500
+27,100
+30% +$16M
IMMU
41
DELISTED
Immunomedics Inc
IMMU
$72.3M 0.37%
+850,800
New +$43M
CMCSA icon
42
PUT
Comcast
CMCSA
$91B
$69.4M 0.35%
1,500,400
+872,000
+139% +$37.9M
PEP icon
43
PUT
PepsiCo
PEP
$189B
$68.7M 0.35%
495,600
+117,600
+31% +$16M
IWM icon
44
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$68M 0.35%
454,000
+376,000
+482% +$56.6M
LOW icon
45
PUT
Lowe's Companies
LOW
$124B
$67.4M 0.34%
406,600
+98,900
+32% +$15.2M
GOOGL icon
46
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$67.3M 0.34%
918,000
+444,000
+94% +$33.8M
WMT icon
47
PUT
Walmart Inc
WMT
$901B
$64.5M 0.33%
1,382,700
+498,900
+56% +$22.2M
UNP icon
48
PUT
Union Pacific
UNP
$174B
$64.1M 0.33%
325,600
+81,900
+34% +$15.2M
GOOG icon
49
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$63.8M 0.33%
868,000
+408,000
+89% +$31.1M
ABT icon
50
PUT
Abbott
ABT
$190B
$63.2M 0.32%
580,800
+85,900
+17% +$8.71M
1
2
3 4 5

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.