We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-17.43%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.22B
AUM Growth
-$12.3B
(-66%)
Cap. Flow
-$10.1B
Cap. Flow
% of AUM
-162.91%
Top 10 Holdings %
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares China Large-Cap ETF
FXI
|
+$23M |
| 2 |
RTN
Raytheon Company
RTN
|
+$19.6M |
| 3 |
ExxonMobil
XOM
|
+$13.8M |
| 4 |
BorgWarner
BWA
|
+$13.5M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$12.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$79.3M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$75.4M |
| 3 |
Apple
AAPL
|
+$54.3M |
| 4 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$47.6M |
| 5 |
Amazon
AMZN
|
+$40.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 1.76% |
| 2 | Energy | 1.29% |
| 3 | Consumer Discretionary | 1.18% |
| 4 | Technology | 1.18% |
| 5 | Industrials | 0.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
PUT
JPMorgan Chase
JPM
$962B
| $27.7M | 0.45% |
307,500
-857,800
| -74% | -$104M |
|
27
PUT
Philip Morris
PM
$290B
| $27.1M | 0.44% |
371,700
-177,300
| -32% | -$14.6M |
|
28
PUT
Oracle
ORCL
$419B
| $26.7M | 0.43% |
552,900
-549,200
| -50% | -$28.3M |
|
29
PUT
Merck
MRK
$322B
| $26.3M | 0.42% |
358,311
-964,684
| -73% | -$75.8M |
|
30
PUT
Netflix
NFLX
$311B
| $25.4M | 0.41% |
677,000
-1,165,000
| -63% | -$41.2M |
|
31
PUT
Walmart Inc
WMT
$901B
| $25.4M | 0.41% |
671,100
-1,657,200
| -71% | -$63.7M |
|
32
PUT
Citigroup
C
$228B
| $24.2M | 0.39% |
574,300
-503,300
| -47% | -$33.8M |
|
33
CALL
Invesco QQQ Trust
QQQ
$478B
| $23.8M | 0.38% |
125,000
+25,000
| +25% | +$5.29M |
|
34
PUT
Elevance Health
ELV
$84.7B
| $23.7M | 0.38% |
104,300
-36,100
| -26% | -$9.84M |
|
|
35
iShares China Large-Cap ETF
FXI
$4.25B
| $23.2M | 0.37% |
618,740
+565,389
| +1,060% | +$23M |
|
|
36
CALL
Apple
AAPL
$4.45T
| $23.2M | 0.37% |
364,800
-2,144,400
| -85% | -$158M |
|
|
RTN
37
PUT
DELISTED
Raytheon Company
RTN
| $22.6M | 0.36% |
172,400
+11,600
| +7% | +$2.3M |
|
38
PUT
Southern Company
SO
$106B
| $21.9M | 0.35% |
405,200
-229,000
| -36% | -$14.5M |
|
39
PUT
Baxter International
BAX
$14.3B
| $21.6M | 0.35% |
266,300
-14,200
| -5% | -$1.23M |
|
|
40
ExxonMobil
XOM
$657B
| $21.5M | 0.35% |
566,925
+250,715
| +79% | +$13.8M |
|
|
41
Invesco QQQ Trust
QQQ
$478B
| $21.3M | 0.34% |
111,633
+11,300
| +11% | +$2.39M |
|
42
PUT
Zoetis
ZTS
$31.1B
| $21.1M | 0.34% |
179,100
-58,700
| -25% | -$7.73M |
|
43
PUT
Wells Fargo
WFC
$264B
| $21.1M | 0.34% |
734,200
-873,300
| -54% | -$37.1M |
|
44
PUT
Lowe's Companies
LOW
$124B
| $21M | 0.34% |
244,200
-160,600
| -40% | -$17.5M |
|
45
PUT
Accenture
ACN
$110B
| $21M | 0.34% |
128,600
-96,400
| -43% | -$18.6M |
|
46
PUT
Thermo Fisher Scientific
TMO
$224B
| $21M | 0.34% |
74,000
-77,900
| -51% | -$24.6M |
|
47
PUT
Intuit
INTU
$92B
| $19.9M | 0.32% |
86,700
-43,500
| -33% | -$11.8M |
|
48
PUT
CME Group
CME
$93.2B
| $19.6M | 0.31% |
113,200
-32,600
| -22% | -$6.49M |
|
49
PUT
Colgate-Palmolive
CL
$73.6B
| $19.1M | 0.31% |
287,300
-189,300
| -40% | -$13.4M |
|
50
PUT
Norfolk Southern
NSC
$75.2B
| $19M | 0.3% |
129,800
-26,700
| -17% | -$4.93M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors withdrew a net $10.1B in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.
By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.1% a quarter earlier, followed by Energy and Consumer Discretionary.
Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.
- Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
- Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
- Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
- Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
- Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
- Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.
Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.