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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
PUT
Walmart Inc
WMT
$857B
$92.2M 0.5%
2,328,300
+415,200
+22% +$16.5M
VZ icon
27
PUT
Verizon
VZ
$196B
$91.8M 0.5%
1,495,500
+52,900
+4% +$3.19M
FXI icon
28
PUT
iShares China Large-Cap ETF
FXI
$4.05B
$91.4M 0.49%
2,095,000
-2,285,000
-52% -$95.3M
WFC icon
29
PUT
Wells Fargo
WFC
$251B
$86.5M 0.47%
1,607,500
+353,400
+28% +$18.5M
C icon
30
PUT
Citigroup
C
$225B
$86.1M 0.46%
1,077,600
+352,100
+49% +$26M
KO icon
31
PUT
Coca-Cola
KO
$378B
$85.5M 0.46%
1,544,500
+1,800
+0.1% +$96.8K
SPY icon
32
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$83.7M 0.45%
260,000
-1,502,231
-85% -$463M
AMGN icon
33
PUT
Amgen
AMGN
$224B
$83.6M 0.45%
346,700
+119,900
+53% +$26.4M
NVDA icon
34
PUT
NVIDIA
NVDA
$5.43T
$83M 0.45%
14,116,000
+1,648,000
+13% +$8.57M
XOM icon
35
PUT
ExxonMobil
XOM
$660B
$81.5M 0.44%
1,168,100
-7,100
-0.6% -$491K
CMCSA icon
36
PUT
Comcast
CMCSA
$77.8B
$81.3M 0.44%
1,807,100
+230,400
+15% +$10.3M
IWM icon
37
PUT
iShares Russell 2000 ETF
IWM
$77.3B
$79.5M 0.43%
480,000
-841,500
-64% -$133M
COST icon
38
PUT
Costco
COST
$409B
$77.9M 0.42%
265,100
+52,800
+25% +$15.7M
IYR icon
39
PUT
iShares US Real Estate ETF
IYR
$4.03B
$77.2M 0.42%
829,500
-500,000
-38% -$46.4M
CSCO icon
40
PUT
Cisco
CSCO
$421B
$76.3M 0.41%
1,590,200
+50,800
+3% +$2.36M
GDX icon
41
VanEck Gold Miners ETF
GDX
$27.6B
$75.4M 0.41%
2,575,000
+2,552,252
+11,220% +$69.8M
BMY icon
42
PUT
Bristol-Myers Squibb
BMY
$128B
$72.2M 0.39%
1,125,300
+606,500
+117% +$34.7M
CVX icon
43
PUT
Chevron
CVX
$401B
$71.4M 0.39%
592,800
+35,200
+6% +$4.15M
META icon
44
CALL
Meta Platforms (Facebook)
META
$1.91T
$71.3M 0.38%
347,400
+82,700
+31% +$16M
HYG icon
45
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
$70.4M 0.38%
800,000
-756,400
-49% -$65.8M
PEP icon
46
PUT
PepsiCo
PEP
$176B
$68M 0.37%
497,800
+17,300
+4% +$2.35M
ADBE icon
47
PUT
Adobe
ADBE
$93.6B
$67.2M 0.36%
203,900
+39,800
+24% +$11.7M
MCD icon
48
PUT
McDonald's
MCD
$167B
$66.5M 0.36%
336,600
-28,000
-8% -$5.55M
AAPL icon
49
Apple
AAPL
$4.98T
$63.1M 0.34%
859,608
+856,560
+28,102% +$55.1M
CHTR icon
50
PUT
Charter Communications
CHTR
$12.9B
$62.8M 0.34%
129,500
+50,600
+64% +$23.3M
1
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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.