We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
PUT
JPMorgan Chase
JPM
$962B
$101M 0.7%
860,800
+5,300
+0.6% +$599K
BRK.B icon
27
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$99.8M 0.69%
479,900
+14,100
+3% +$2.91M
T icon
28
PUT
AT&T
T
$168B
$96.8M 0.66%
3,385,468
+1,186,172
+54% +$31.4M
JNJ icon
29
PUT
Johnson & Johnson
JNJ
$626B
$89.9M 0.62%
694,500
+51,900
+8% +$6.84M
MRK icon
30
PUT
Merck
MRK
$322B
$87.4M 0.6%
1,088,034
+245,547
+29% +$19.7M
VZ icon
31
PUT
Verizon
VZ
$196B
$87.1M 0.6%
1,442,600
+409,300
+40% +$23.6M
KO icon
32
PUT
Coca-Cola
KO
$372B
$84M 0.58%
1,542,700
+359,200
+30% +$19.2M
INTC icon
33
PUT
Intel
INTC
$493B
$84M 0.58%
1,629,300
+357,600
+28% +$17.6M
XOM icon
34
PUT
ExxonMobil
XOM
$657B
$83M 0.57%
1,175,200
+71,200
+6% +$5.15M
SPY icon
35
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$78.6M 0.54%
265,000
+199,300
+303% +$58.9M
MCD icon
36
PUT
McDonald's
MCD
$194B
$78.3M 0.54%
364,600
+144,800
+66% +$31M
CSCO icon
37
PUT
Cisco
CSCO
$475B
$76.1M 0.52%
1,539,400
+40,000
+3% +$2.08M
WMT icon
38
PUT
Walmart Inc
WMT
$901B
$75.7M 0.52%
1,913,100
+528,000
+38% +$19.9M
BAC icon
39
PUT
Bank of America
BAC
$448B
$73.4M 0.5%
2,517,600
+393,300
+19% +$11.3M
CMCSA icon
40
PUT
Comcast
CMCSA
$91B
$71.1M 0.49%
1,576,700
+475,700
+43% +$21.1M
FXI icon
41
iShares China Large-Cap ETF
FXI
$4.25B
$67.6M 0.46%
1,699,306
+404,501
+31% +$16.4M
CVX icon
42
PUT
Chevron
CVX
$386B
$66.1M 0.45%
557,600
+118,600
+27% +$14.4M
PEP icon
43
PUT
PepsiCo
PEP
$189B
$65.9M 0.45%
480,500
+74,600
+18% +$9.91M
WFC icon
44
PUT
Wells Fargo
WFC
$264B
$63.3M 0.43%
1,254,100
+228,700
+22% +$10.8M
BA icon
45
PUT
Boeing
BA
$184B
$61.3M 0.42%
161,000
+25,000
+18% +$8.94M
COST icon
46
PUT
Costco
COST
$419B
$61.2M 0.42%
212,300
+79,600
+60% +$22.4M
NEE icon
47
PUT
NextEra Energy
NEE
$179B
$55.8M 0.38%
958,800
+476,000
+99% +$25.8M
NVDA icon
48
PUT
NVIDIA
NVDA
$5.27T
$54.3M 0.37%
12,468,000
-2,840,000
-19% -$11.9M
BRK.B icon
49
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$52.5M 0.36%
252,500
+15,300
+6% +$3.15M
BKNG icon
50
PUT
Booking.com
BKNG
$160B
$52M 0.36%
662,500
+302,500
+84% +$23.4M
1
2
3 4 5

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.