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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
PUT
Johnson & Johnson
JNJ
$626B
$34.5M 0.43%
267,200
+96,800
+57% +$13.5M
AAPL icon
27
CALL
Apple
AAPL
$4.45T
$34.4M 0.42%
872,400
+262,400
+43% +$12.7M
AAPL icon
28
Apple
AAPL
$4.45T
$33.8M 0.42%
856,740
+789,508
+1,174% +$38.3M
INTC icon
29
CALL
Intel
INTC
$493B
$33.4M 0.41%
711,600
+600,100
+538% +$28.1M
JPM icon
30
PUT
JPMorgan Chase
JPM
$962B
$33.4M 0.41%
342,000
+105,600
+45% +$11.3M
INTC icon
31
PUT
Intel
INTC
$493B
$29.3M 0.36%
623,300
+259,400
+71% +$12.1M
PG icon
32
PUT
Procter & Gamble
PG
$338B
$29.1M 0.36%
316,500
+94,700
+43% +$8.47M
AABA
33
DELISTED
Altaba Inc
AABA
$29.1M 0.36%
+501,788
New +$31M
GOOGL icon
34
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$28.1M 0.35%
538,000
+88,000
+20% +$4.76M
BAC icon
35
PUT
Bank of America
BAC
$448B
$27.3M 0.34%
1,109,100
+490,200
+79% +$13.3M
BRK.B icon
36
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$27M 0.33%
132,100
+9,200
+7% +$1.92M
KO icon
37
PUT
Coca-Cola
KO
$372B
$26.5M 0.33%
560,700
+314,400
+128% +$15M
VZ icon
38
PUT
Verizon
VZ
$196B
$25.8M 0.32%
458,500
+175,900
+62% +$9.98M
TFCFA
39
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$25.7M 0.32%
533,300
+217,000
+69% +$10.3M
PFE icon
40
PUT
Pfizer
PFE
$152B
$25.3M 0.31%
610,371
+242,630
+66% +$10.1M
V icon
41
PUT
Visa
V
$677B
$25.1M 0.31%
190,200
+45,200
+31% +$6.24M
MRK icon
42
PUT
Merck
MRK
$322B
$24.4M 0.3%
334,417
+162,650
+95% +$11.5M
UNH icon
43
PUT
UnitedHealth
UNH
$361B
$23.6M 0.29%
94,700
+45,700
+93% +$12.1M
TFCFA
44
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$23.5M 0.29%
488,400
+136,500
+39% +$6.47M
IYR icon
45
PUT
iShares US Real Estate ETF
IYR
$4.48B
$23.4M 0.29%
+312,800
New +$24.6M
XOM icon
46
PUT
ExxonMobil
XOM
$657B
$23.4M 0.29%
342,700
+65,000
+23% +$5.1M
CSCO icon
47
PUT
Cisco
CSCO
$475B
$23.1M 0.28%
532,000
+122,600
+30% +$5.61M
META icon
48
Meta Platforms (Facebook)
META
$1.53T
$22.5M 0.28%
171,987
+69,150
+67% +$10M
CVX icon
49
PUT
Chevron
CVX
$386B
$22.1M 0.27%
202,900
+65,400
+48% +$7.58M
RTX icon
50
PUT
RTX Corp
RTX
$302B
$21.5M 0.27%
321,296
+233,901
+268% +$18.4M
1
2
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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.