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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHPG
26
DELISTED
Shire pic
SHPG
$36.7M 0.42%
202,211
-100,965
-33% -$17.5M
EFA icon
27
iShares MSCI EAFE ETF
EFA
$78B
$35.3M 0.4%
519,152
+226,407
+77% +$15.3M
AMZN icon
28
CALL
Amazon
AMZN
$2.69T
$35.1M 0.4%
350,000
+50,000
+17% +$4.7M
IBM icon
29
CALL
IBM
IBM
$212B
$34.7M 0.4%
240,266
+201,459
+519% +$28.2M
AAPL icon
30
CALL
Apple
AAPL
$4.98T
$34.4M 0.39%
610,000
+65,600
+12% +$3.42M
COL
31
PUT
DELISTED
Rockwell Collins
COL
$33.8M 0.39%
+240,800
New +$33.2M
UAL icon
32
PUT
United Airlines
UAL
$37B
$32.4M 0.37%
+363,800
New +$30M
UAL icon
33
CALL
United Airlines
UAL
$37B
$31.4M 0.36%
+352,800
New +$29.1M
GOOGL icon
34
PUT
Alphabet (Google) Class A
GOOGL
$4.21T
$27.2M 0.31%
450,000
+30,000
+7% +$1.82M
WMT icon
35
CALL
Walmart Inc
WMT
$857B
$26.9M 0.31%
859,500
+831,300
+2,948% +$25.4M
JPM icon
36
PUT
JPMorgan Chase
JPM
$912B
$26.7M 0.3%
236,400
+143,200
+154% +$16.3M
SO icon
37
Southern Company
SO
$95.3B
$26.3M 0.3%
603,886
+599,541
+13,798% +$27.6M
DELL icon
38
PUT
Dell
DELL
$358B
$26.3M 0.3%
965,637
+391,956
+68% +$10.5M
BRK.B icon
39
PUT
Berkshire Hathaway Class B
BRK.B
$1.08T
$26.3M 0.3%
+122,900
New +$25.2M
DNB
40
DELISTED
Dun & Bradstreet
DNB
$24.2M 0.28%
+170,069
New +$23.1M
XOM icon
41
PUT
ExxonMobil
XOM
$660B
$23.6M 0.27%
277,700
+139,700
+101% +$11.4M
JNJ icon
42
PUT
Johnson & Johnson
JNJ
$654B
$23.5M 0.27%
170,400
+90,800
+114% +$12.1M
NFLX icon
43
PUT
Netflix
NFLX
$296B
$22.6M 0.26%
603,000
+431,000
+251% +$15.6M
NVDA icon
44
PUT
NVIDIA
NVDA
$5.43T
$22M 0.25%
3,132,000
+1,004,000
+47% +$6.53M
V icon
45
PUT
Visa
V
$690B
$21.8M 0.25%
145,000
+82,600
+132% +$11.7M
TFCFA
46
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$21M 0.24%
452,950
+328,565
+264% +$15.1M
PF
47
DELISTED
Pinnacle Foods, Inc.
PF
$20.7M 0.24%
319,192
-14,425
-4% -$955K
AIMC
48
CALL
DELISTED
Altra Industrial Motion Corp
AIMC
$20.6M 0.24%
+500,000
New +$20.9M
CSCO icon
49
PUT
Cisco
CSCO
$421B
$19.9M 0.23%
409,400
+215,300
+111% +$9.68M
GE icon
50
PUT
GE Aerospace
GE
$339B
$19.6M 0.22%
362,592
+196,893
+119% +$12.1M
1
2
3 4 5

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.