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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$181M
Cap. Flow %
5.11%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.9%
2 Technology 3.9%
3 Financials 2.89%
4 Industrials 2.35%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
26
CALL
VanEck Gold Miners ETF
GDX
$27.6B
$18M 0.51%
774,100
-1,022,500
-57% -$23.3M
MON
27
DELISTED
Monsanto Co
MON
$17.5M 0.49%
150,000
+75,000
+100% +$8.92M
SNI
28
CALL
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$17.3M 0.49%
202,300
+127,300
+170% +$10.5M
HUN icon
29
PUT
Huntsman Corp
HUN
$1.56B
$16.7M 0.47%
502,000
+27,000
+6% +$827K
GLD icon
30
SPDR Gold Trust
GLD
$145B
$16.1M 0.46%
+130,377
New +$15.8M
EFA icon
31
iShares MSCI EAFE ETF
EFA
$78B
$15M 0.42%
212,772
-34,384
-14% -$2.39M
CAA
32
DELISTED
CalAtlantic Group, Inc.
CAA
$14.8M 0.42%
+262,400
New +$12.8M
CAT icon
33
CALL
Caterpillar
CAT
$378B
$13.9M 0.39%
+88,100
New +$12.2M
GLD icon
34
CALL
SPDR Gold Trust
GLD
$145B
$12.4M 0.35%
100,000
-1,429,700
-93% -$173M
HYG icon
35
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
$11.9M 0.34%
+136,200
New +$12M
AAPL icon
36
PUT
Apple
AAPL
$4.98T
$11.6M 0.33%
273,200
-3,379,600
-93% -$141M
SMH icon
37
PUT
VanEck Semiconductor ETF
SMH
$78.3B
$11.2M 0.32%
230,000
-70,000
-23% -$3.49M
XME icon
38
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
$10.9M 0.31%
+300,000
New +$9.78M
NXPI icon
39
CALL
NXP Semiconductors
NXPI
$60B
$10.5M 0.3%
90,100
+61,900
+220% +$7.15M
EFA icon
40
PUT
iShares MSCI EAFE ETF
EFA
$78B
$10.5M 0.3%
150,000
-265,000
-64% -$18.4M
CCC
41
CALL
DELISTED
Calgon Carbon Corp
CCC
$10.4M 0.29%
489,400
+314,400
+180% +$6.75M
TRCO
42
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$10.3M 0.29%
241,969
+91,431
+61% +$3.77M
META icon
43
PUT
Meta Platforms (Facebook)
META
$1.91T
$10M 0.28%
56,700
+50,000
+746% +$8.84M
OA
44
DELISTED
Orbital ATK, Inc.
OA
$9.86M 0.28%
+74,972
New +$9.95M
CTXS
45
DELISTED
Citrix Systems Inc
CTXS
$9.86M 0.28%
112,000
+104,654
+1,425% +$8.86M
XME icon
46
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.4B
$9.82M 0.28%
+270,000
New +$8.8M
FEZ icon
47
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.35B
$9.43M 0.27%
+231,633
New +$9.54M
GOOG icon
48
PUT
Alphabet (Google) Class C
GOOG
$4.17T
$9.42M 0.27%
+180,000
New +$9.16M
SNI
49
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$9.39M 0.27%
110,000
+72,855
+196% +$6.02M
XLP icon
50
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.8B
$8.53M 0.24%
+150,000
New +$8.24M
1
2
3 4 5

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $181M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 82% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.