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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAR
26
CALL
DELISTED
Harman International Industries
HAR
$18.1M 0.56%
+162,800
New +$15.7M
MNST icon
27
CALL
Monster Beverage
MNST
$89.2B
$17.7M 0.55%
+1,600,000
New +$18.3M
V icon
28
CALL
Visa
V
$677B
$17.4M 0.54%
222,800
-145,700
-40% -$11.7M
PACE
29
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$17.2M 0.53%
1,700,553
-49,447
-3% -$492K
XLE icon
30
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$16.8M 0.52%
445,200
+10,200
+2% +$369K
HLF icon
31
Herbalife
HLF
$1.23B
$16.4M 0.51%
680,832
+15,446
+2% +$422K
EEM icon
32
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$16.3M 0.5%
466,800
-633,200
-58% -$22.8M
TWX
33
CALL
DELISTED
Time Warner Inc
TWX
$15.5M 0.48%
+160,500
New +$14.3M
XELA
34
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$14.9M 0.46%
125
– –
SHY icon
35
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$14.5M 0.45%
+172,066
New +$14.6M
CSCO icon
36
PUT
Cisco
CSCO
$475B
$14.5M 0.45%
480,100
+305,200
+174% +$9.3M
DE icon
37
PUT
Deere & Co
DE
$167B
$14.5M 0.45%
140,500
+105,500
+301% +$9.92M
NFLX icon
38
Netflix
NFLX
$311B
$14.1M 0.44%
1,137,570
+71,060
+7% +$842K
MSFT icon
39
CALL
Microsoft
MSFT
$3.74T
$14M 0.43%
224,600
-935,600
-81% -$56.3M
BIDU icon
40
CALL
Baidu
BIDU
$35.9B
$13.7M 0.42%
83,400
-30,000
-26% -$5.11M
NFLX icon
41
PUT
Netflix
NFLX
$311B
$12.8M 0.39%
1,031,000
-155,000
-13% -$1.84M
CSCO icon
42
CALL
Cisco
CSCO
$475B
$12.2M 0.38%
405,400
-2,057,100
-84% -$62.7M
TLT icon
43
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$12.2M 0.38%
102,000
-191,000
-65% -$23.9M
T icon
44
CALL
AT&T
T
$168B
$12M 0.37%
372,706
-804,462
-68% -$23.7M
DE icon
45
Deere & Co
DE
$167B
$11.8M 0.36%
114,498
+90,598
+379% +$8.52M
LQD icon
46
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$11.7M 0.36%
+99,818
New +$11.9M
CAB
47
CALL
DELISTED
Cabela's Inc
CAB
$10.7M 0.33%
+183,400
New +$11.4M
AWH
48
DELISTED
Allied World Assurance Co Hld Lt
AWH
$10.3M 0.32%
+192,145
New +$8.82M
TSLA icon
49
Tesla
TSLA
$1.31T
$10.2M 0.31%
714,840
-47,205
-6% -$620K
PRPL icon
50
Purple Innovation
PRPL
$31.6M
$9.94M 0.31%
40,000
– –
1
2
3 4 5

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.