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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
CALL
AT&T
T
$168B
$36.1M 0.79%
1,177,168
-1,353,526
-53% -$42.8M
SPY icon
27
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$35.7M 0.78%
165,000
+40,000
+32% +$8.65M
LNKD
28
CALL
DELISTED
LinkedIn Corporation
LNKD
$33.5M 0.73%
175,100
+58,700
+50% +$11.3M
BKNG icon
29
PUT
Booking.com
BKNG
$160B
$33M 0.72%
560,000
– –
KO icon
30
CALL
Coca-Cola
KO
$372B
$32.4M 0.71%
+766,000
New +$33.6M
V icon
31
CALL
Visa
V
$677B
$30.5M 0.67%
+368,500
New +$29.5M
WSC icon
32
WillScot Mobile Mini Holdings
WSC
$4.15B
$29.7M 0.65%
3,000,000
– –
RAD
33
CALL
DELISTED
Rite Aid Corporation
RAD
$26.7M 0.58%
173,670
+16,995
+11% +$2.54M
BA icon
34
CALL
Boeing
BA
$184B
$23.7M 0.52%
+180,100
New +$23.7M
BLVD
35
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$22.9M 0.5%
2,325,000
-300,000
-11% -$2.92M
COTY icon
36
CALL
Coty
COTY
$2.48B
$21.3M 0.47%
+905,000
New +$23.9M
BIDU icon
37
CALL
Baidu
BIDU
$35.9B
$20.6M 0.45%
113,400
-22,100
-16% -$3.82M
HLF icon
38
Herbalife
HLF
$1.23B
$20.6M 0.45%
665,386
-23,548
-3% -$744K
GOOGL icon
39
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$19.4M 0.42%
+482,000
New +$18.9M
FXI icon
40
iShares China Large-Cap ETF
FXI
$4.25B
$17.2M 0.38%
453,753
-54,149
-11% -$1.99M
PACE
41
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$17.2M 0.38%
1,750,000
– –
HUM icon
42
CALL
Humana
HUM
$44.8B
$16.8M 0.37%
95,200
+45,200
+90% +$7.84M
LLTC
43
DELISTED
Linear Technology Corp
LLTC
$16.4M 0.36%
276,749
+266,849
+2,695% +$15M
VXX
44
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$16M 0.35%
+117,075
New +$18.7M
XLE icon
45
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$15.9M 0.35%
+450,400
New +$15.4M
XLE icon
46
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$15.4M 0.34%
+435,000
New +$14.9M
EWZ icon
47
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$14.9M 0.33%
+443,100
New +$14.7M
XELA
48
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$14.9M 0.33%
125
-21
-14% -$2.49M
EWZ icon
49
PUT
iShares MSCI Brazil ETF
EWZ
$8.6B
$14.5M 0.32%
+431,200
New +$14.3M
VMW
50
CALL
DELISTED
VMware, Inc
VMW
$14.5M 0.32%
197,800
+22,800
+13% +$1.6M
1
2
3 4 5

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.