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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWC
26
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$61M 0.69%
425,100
+224,700
+112% +$33.4M
YHOO
27
DELISTED
Yahoo Inc
YHOO
$60.9M 0.69%
1,495,470
+916,622
+158% +$34.4M
IBM icon
28
PUT
IBM
IBM
$225B
$59.9M 0.68%
330,222
+255,224
+340% +$46.5M
TWC
29
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$56.1M 0.63%
391,000
-24,803
-6% -$3.68M
CSCO icon
30
PUT
Cisco
CSCO
$475B
$55.5M 0.63%
2,203,600
+1,855,300
+533% +$46.7M
BIDU icon
31
CALL
Baidu
BIDU
$35.9B
$53.9M 0.61%
246,900
+14,800
+6% +$3.13M
FXI icon
32
iShares China Large-Cap ETF
FXI
$4.25B
$51.4M 0.58%
1,342,043
+1,336,466
+23,964% +$53.5M
KO icon
33
CALL
Coca-Cola
KO
$372B
$49.6M 0.56%
1,161,800
-382,300
-25% -$15.8M
CSCO icon
34
CALL
Cisco
CSCO
$475B
$48.9M 0.55%
1,943,300
+276,400
+17% +$6.95M
COV
35
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$47M 0.53%
543,494
+315,994
+139% +$28M
XOM icon
36
CALL
ExxonMobil
XOM
$657B
$46.4M 0.52%
493,800
-540,100
-52% -$53.8M
HYG icon
37
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$46M 0.52%
500,000
-650,000
-57% -$60.8M
BIDU icon
38
PUT
Baidu
BIDU
$35.9B
$45.2M 0.51%
207,000
+17,100
+9% +$3.62M
VXX
39
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$45.1M 0.51%
90,350
+36,581
+68% +$16.9M
GOOG icon
40
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$42.6M 0.48%
1,451,975
+994,723
+218% +$28.8M
VZ icon
41
CALL
Verizon
VZ
$196B
$42.6M 0.48%
851,700
+303,700
+55% +$15.1M
FXI icon
42
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$40.9M 0.46%
1,067,200
-109,700
-9% -$4.39M
SPY icon
43
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$40.4M 0.46%
205,000
-27,600
-12% -$5.46M
EWZ icon
44
PUT
iShares MSCI Brazil ETF
EWZ
$8.6B
$39.2M 0.44%
+902,800
New +$44.7M
NFLX icon
45
PUT
Netflix
NFLX
$311B
$37.9M 0.43%
5,887,000
+2,282,000
+63% +$14.8M
JNJ icon
46
CALL
Johnson & Johnson
JNJ
$626B
$37.3M 0.42%
350,100
+112,500
+47% +$11.7M
MON
47
DELISTED
Monsanto Co
MON
$36.7M 0.41%
+326,435
New +$38.2M
EFA icon
48
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$36.5M 0.41%
568,500
-74,800
-12% -$4.99M
QCOM icon
49
PUT
Qualcomm
QCOM
$171B
$35.2M 0.4%
470,400
+373,300
+384% +$28.6M
QCOM icon
50
CALL
Qualcomm
QCOM
$171B
$35.1M 0.4%
468,900
+450,300
+2,421% +$34.4M
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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.