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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
PUT
Meta Platforms (Facebook)
META
$1.53T
$40M 0.44%
732,000
-199,100
-21% -$10M
PG icon
27
PUT
Procter & Gamble
PG
$338B
$40M 0.44%
491,100
-309,600
-39% -$25.2M
AIG icon
28
CALL
American International
AIG
$40.4B
$39.8M 0.43%
780,300
-234,200
-23% -$11.7M
T icon
29
CALL
AT&T
T
$168B
$39.6M 0.43%
1,491,486
-924,549
-38% -$24.3M
MSFT icon
30
CALL
Microsoft
MSFT
$3.74T
$36.5M 0.4%
975,100
+107,600
+12% +$3.91M
NFLX icon
31
PUT
Netflix
NFLX
$311B
$36.3M 0.4%
6,895,000
-1,295,000
-16% -$6.35M
SPY icon
32
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$34.6M 0.38%
+187,500
New +$33.2M
XOM icon
33
CALL
ExxonMobil
XOM
$657B
$33.1M 0.36%
327,300
-704,300
-68% -$65.1M
AMZN icon
34
PUT
Amazon
AMZN
$2.94T
$33M 0.36%
1,654,000
-82,000
-5% -$1.47M
EWZ icon
35
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$32.6M 0.36%
729,100
+96,400
+15% +$4.58M
PRGO icon
36
CALL
Perrigo
PRGO
$1.78B
$32.3M 0.35%
210,500
+208,300
+9,468% +$30M
BRK.B icon
37
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$31.3M 0.34%
264,100
– –
TLT icon
38
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$30.6M 0.33%
+300,000
New +$31.4M
TLT icon
39
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$30.6M 0.33%
+300,000
New +$31.4M
PG icon
40
CALL
Procter & Gamble
PG
$338B
$30.4M 0.33%
373,500
+37,300
+11% +$3.04M
F icon
41
Ford
F
$55.7B
$28.8M 0.31%
1,865,099
+1,791,344
+2,429% +$30M
EEM icon
42
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$27.4M 0.3%
654,900
-844,100
-56% -$35.3M
T icon
43
PUT
AT&T
T
$168B
$27M 0.29%
1,016,700
-735,349
-42% -$19.3M
META icon
44
Meta Platforms (Facebook)
META
$1.53T
$26.4M 0.29%
+482,842
New +$24.2M
CMG icon
45
CALL
Chipotle Mexican Grill
CMG
$40.5B
$25.4M 0.28%
2,380,000
-7,410,000
-76% -$75.4M
VOD icon
46
Vodafone
VOD
$36.7B
$23.8M 0.26%
593,897
-529,155
-47% -$19.9M
HYG icon
47
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$23.2M 0.25%
250,000
+222,500
+809% +$20.7M
EQIX icon
48
CALL
Equinix
EQIX
$102B
$23.2M 0.25%
130,500
+82,500
+172% +$13.7M
LIFE
49
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$22.7M 0.25%
299,300
+35,888
+14% +$2.71M
MSFT icon
50
PUT
Microsoft
MSFT
$3.74T
$22.7M 0.25%
605,900
+251,100
+71% +$9.12M
1
2
3 4 5

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.