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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
PUT
Procter & Gamble
PG
$338B
$60.5M 0.61%
800,700
-27,500
-3% -$2.19M
C icon
27
CALL
Citigroup
C
$228B
$60.3M 0.61%
1,243,400
+502,700
+68% +$25.4M
ONXX
28
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$58.4M 0.59%
+468,000
New +$59.3M
META icon
29
CALL
Meta Platforms (Facebook)
META
$1.53T
$51M 0.51%
1,014,800
+398,500
+65% +$14.8M
SHPG
30
CALL
DELISTED
Shire pic
SHPG
$51M 0.51%
425,000
+125,000
+42% +$13.8M
PG icon
31
Procter & Gamble
PG
$338B
$50.7M 0.51%
670,405
+112,168
+20% +$8.93M
AIG icon
32
CALL
American International
AIG
$40.4B
$49.3M 0.5%
1,014,500
-346,500
-25% -$16.5M
JNJ icon
33
CALL
Johnson & Johnson
JNJ
$626B
$47.4M 0.48%
546,600
-119,800
-18% -$10.7M
META icon
34
PUT
Meta Platforms (Facebook)
META
$1.53T
$46.8M 0.47%
931,100
+769,600
+477% +$28.6M
CIE
35
CALL
DELISTED
Cobalt International Energy, Inc
CIE
$45.5M 0.46%
121,940
+47,353
+63% +$19.2M
T icon
36
PUT
AT&T
T
$168B
$44.8M 0.45%
1,752,049
+840,343
+92% +$22.1M
JNJ icon
37
PUT
Johnson & Johnson
JNJ
$626B
$40.9M 0.41%
471,500
+259,400
+122% +$23.3M
VOD icon
38
Vodafone
VOD
$36.7B
$40.3M 0.41%
+1,123,052
New +$35.5M
AIG icon
39
PUT
American International
AIG
$40.4B
$39.1M 0.39%
803,200
+11,000
+1% +$523K
MCD icon
40
PUT
McDonald's
MCD
$194B
$39M 0.39%
405,500
+224,200
+124% +$21.9M
CAT icon
41
CALL
Caterpillar
CAT
$388B
$37.7M 0.38%
451,700
+341,600
+310% +$28.9M
AIG icon
42
American International
AIG
$40.4B
$36.7M 0.37%
755,590
+76,930
+11% +$3.66M
NFLX icon
43
PUT
Netflix
NFLX
$311B
$36.2M 0.36%
8,190,000
-2,359,000
-22% -$9.11M
UPS icon
44
CALL
United Parcel Service
UPS
$88.8B
$35.2M 0.36%
385,300
+67,500
+21% +$5.93M
GS icon
45
PUT
Goldman Sachs
GS
$301B
$34.3M 0.35%
216,900
-4,300
-2% -$692K
CSCO icon
46
PUT
Cisco
CSCO
$475B
$32.9M 0.33%
1,405,200
+785,200
+127% +$19.5M
IBM icon
47
IBM
IBM
$225B
$31.5M 0.32%
+177,758
New +$32.3M
CHRW icon
48
CALL
C.H. Robinson
CHRW
$17B
$30.4M 0.31%
510,400
-137,600
-21% -$8.08M
GS icon
49
CALL
Goldman Sachs
GS
$301B
$30.4M 0.31%
192,100
+153,800
+402% +$24.8M
EWZ icon
50
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$30.3M 0.31%
632,700
+65,000
+11% +$2.89M
1
2
3 4 5

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.