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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
451
PUT
Take-Two Interactive
TTWO
$45.2B
$15M 0.03%
97,500
+12,300
+14% +$1.99M
LYV icon
452
PUT
Live Nation Entertainment
LYV
$43.3B
$15M 0.03%
164,800
+58,100
+54% +$4.89M
CERN
453
PUT
DELISTED
Cerner Corp
CERN
$15M 0.03%
212,300
+18,900
+10% +$1.46M
DE icon
454
Deere & Co
DE
$165B
$14.9M 0.03%
44,591
+33,467
+301% +$12.1M
COR icon
455
PUT
Cencora
COR
$59.2B
$14.9M 0.03%
124,800
+22,700
+22% +$2.73M
ELV icon
456
CALL
Elevance Health
ELV
$86.4B
$14.9M 0.03%
39,900
+6,200
+18% +$2.36M
FDX icon
457
CALL
FedEx
FDX
$80.3B
$14.9M 0.03%
67,800
+12,300
+22% +$3.34M
IP icon
458
PUT
International Paper
IP
$21.8B
$14.8M 0.03%
279,101
+61,565
+28% +$3.43M
KEY icon
459
PUT
KeyCorp
KEY
$24.6B
$14.7M 0.03%
679,100
+78,000
+13% +$1.58M
WY icon
460
PUT
Weyerhaeuser
WY
$17.9B
$14.7M 0.03%
412,100
+137,100
+50% +$4.8M
ADP icon
461
CALL
Automatic Data Processing
ADP
$110B
$14.7M 0.03%
73,300
+3,400
+5% +$700K
ODFL icon
462
PUT
Old Dominion Freight Line
ODFL
$44.7B
$14.6M 0.03%
101,800
+60,200
+145% +$8.35M
ANSS
463
PUT
DELISTED
Ansys
ANSS
$14.5M 0.03%
42,700
+38,000
+809% +$13.7M
ANET icon
464
PUT
Arista Networks
ANET
$257B
$14.4M 0.03%
672,000
+33,600
+5% +$770K
ARE icon
465
PUT
Alexandria Real Estate Equities
ARE
$8.33B
$14.4M 0.03%
75,400
+65,900
+694% +$13.1M
ADI icon
466
CALL
Analog Devices
ADI
$186B
$14.4M 0.03%
85,700
+21,800
+34% +$3.66M
RVTY icon
467
PUT
Revvity
RVTY
$13.1B
$14.2M 0.03%
82,100
-5,600
-6% -$987K
HON icon
468
Honeywell
HON
$74.2B
$14.2M 0.03%
71,089
+39,905
+128% +$8.51M
FISV
469
CALL
Fiserv Inc
FISV
$29.5B
$14.1M 0.03%
130,300
-1,000
-0.8% -$112K
AFL icon
470
PUT
Aflac
AFL
$60.7B
$14M 0.03%
267,800
+59,500
+29% +$3.25M
MDLZ icon
471
CALL
Mondelez International
MDLZ
$81.1B
$13.9M 0.03%
239,400
+20,300
+9% +$1.26M
PCGU
472
DELISTED
PG&E Corporation
PCGU
$13.9M 0.03%
145,000
– –
WM icon
473
CALL
Waste Management
WM
$89.6B
$13.8M 0.03%
92,700
+34,600
+60% +$5.18M
CCI icon
474
CALL
Crown Castle
CCI
$32.2B
$13.8M 0.03%
79,800
+29,900
+60% +$5.78M
LIN icon
475
Linde
LIN
$220B
$13.8M 0.03%
47,112
+43,985
+1,407% +$13.4M
17 18
19
20 21

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.