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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
451
CALL
DELISTED
Twitter, Inc.
TWTR
$6.42M 0.03%
200,200
+112,300
+128% +$3.69M
PAYX icon
452
PUT
Paychex
PAYX
$44.6B
$6.38M 0.03%
75,000
+18,000
+32% +$1.52M
LUV icon
453
CALL
Southwest Airlines
LUV
$22B
$6.34M 0.03%
117,500
-87,200
-43% -$4.84M
GM icon
454
General Motors
GM
$75.8B
$6.32M 0.03%
172,651
+110,283
+177% +$4.01M
FE icon
455
PUT
FirstEnergy
FE
$27.1B
$6.32M 0.03%
130,000
+38,100
+41% +$1.82M
PHM icon
456
PUT
Pultegroup
PHM
$24.9B
$6.3M 0.03%
162,400
+41,900
+35% +$1.63M
SO icon
457
CALL
Southern Company
SO
$107B
$6.27M 0.03%
98,500
-3,100
-3% -$192K
NTAP icon
458
PUT
NetApp
NTAP
$40.2B
$6.23M 0.03%
100,100
+14,600
+17% +$852K
TMUS icon
459
PUT
T-Mobile US
TMUS
$197B
$6.23M 0.03%
79,400
+46,800
+144% +$3.68M
ICE icon
460
CALL
Intercontinental Exchange
ICE
$87.2B
$6.22M 0.03%
67,200
+5,000
+8% +$464K
BSX icon
461
CALL
Boston Scientific
BSX
$74.9B
$6.15M 0.03%
136,000
+13,100
+11% +$548K
BAX icon
462
CALL
Baxter International
BAX
$14B
$6.15M 0.03%
73,500
+19,700
+37% +$1.63M
AMTD
463
DELISTED
TD Ameritrade Holding Corp
AMTD
$6.14M 0.03%
+123,574
New +$5.36M
CAH icon
464
PUT
Cardinal Health
CAH
$53.8B
$6.1M 0.03%
120,600
+56,200
+87% +$2.9M
IQV icon
465
PUT
IQVIA
IQV
$39.8B
$6.09M 0.03%
39,400
+18,800
+91% +$2.74M
VZ icon
466
Verizon
VZ
$200B
$6.08M 0.03%
99,024
+81,856
+477% +$4.94M
FANG icon
467
PUT
Diamondback Energy
FANG
$55.9B
$6.07M 0.03%
65,400
+38,500
+143% +$3.2M
CCI icon
468
CALL
Crown Castle
CCI
$32.2B
$6.07M 0.03%
42,700
+5,800
+16% +$791K
AIG icon
469
CALL
American International
AIG
$39.8B
$6.05M 0.03%
117,900
+40,300
+52% +$2.14M
NSC icon
470
CALL
Norfolk Southern
NSC
$75.9B
$6.04M 0.03%
31,100
-2,600
-8% -$488K
QRVO icon
471
PUT
Qorvo
QRVO
$8.68B
$6.01M 0.03%
51,700
+18,900
+58% +$1.83M
DAL icon
472
CALL
Delta Air Lines
DAL
$60B
$6.01M 0.03%
102,700
+29,200
+40% +$1.64M
TFC icon
473
CALL
Truist Financial
TFC
$64.7B
$6M 0.03%
106,600
+31,500
+42% +$1.71M
COR icon
474
PUT
Cencora
COR
$59.2B
$6M 0.03%
70,600
+17,400
+33% +$1.49M
TXT icon
475
PUT
Textron
TXT
$15.1B
$5.99M 0.03%
134,400
+57,000
+74% +$2.64M
17 18
19
20 21

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.