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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
451
PUT
Freeport-McMoran
FCX
$93.6B
$4.46M 0.03%
465,900
-102,800
-18% -$1.06M
WMB icon
452
Williams Companies
WMB
$89.3B
$4.46M 0.03%
185,150
+122,320
+195% +$3.08M
O icon
453
PUT
Realty Income
O
$59.6B
$4.44M 0.03%
59,753
+14,035
+31% +$984K
FE icon
454
PUT
FirstEnergy
FE
$27.1B
$4.43M 0.03%
91,900
+28,500
+45% +$1.29M
PARA
455
PUT
DELISTED
Paramount Global Class B
PARA
$4.43M 0.03%
109,700
+10,500
+11% +$491K
PHM icon
456
PUT
Pultegroup
PHM
$24.9B
$4.4M 0.03%
120,500
+37,400
+45% +$1.24M
INCY icon
457
PUT
Incyte
INCY
$24.4B
$4.4M 0.03%
59,300
+6,600
+13% +$533K
COR icon
458
PUT
Cencora
COR
$59.2B
$4.38M 0.03%
53,200
+15,000
+39% +$1.29M
PSA icon
459
CALL
Public Storage
PSA
$61.4B
$4.37M 0.03%
17,800
+5,900
+50% +$1.48M
BALL icon
460
PUT
Ball Corp
BALL
$16.4B
$4.35M 0.03%
59,800
+27,300
+84% +$2.03M
SWKS icon
461
PUT
Skyworks Solutions
SWKS
$10.5B
$4.34M 0.03%
54,800
+6,000
+12% +$478K
BNY
462
CALL
Bank of New York Mellon
BNY
$110B
$4.34M 0.03%
96,000
+12,000
+14% +$534K
AIG icon
463
CALL
American International
AIG
$39.8B
$4.32M 0.03%
77,600
+8,000
+11% +$442K
CCL icon
464
PUT
Carnival Corporation Ltd
CCL
$38.9B
$4.25M 0.03%
97,200
+26,500
+37% +$1.22M
ADSK icon
465
CALL
Autodesk
ADSK
$54.5B
$4.24M 0.03%
28,700
+11,200
+64% +$1.74M
VMC icon
466
PUT
Vulcan Materials
VMC
$36B
$4.24M 0.03%
28,000
-3,500
-11% -$494K
DAL icon
467
CALL
Delta Air Lines
DAL
$60B
$4.23M 0.03%
73,500
+28,800
+64% +$1.71M
SHW icon
468
PUT
Sherwin-Williams
SHW
$87.8B
$4.23M 0.03%
23,100
+5,400
+31% +$919K
STZ icon
469
CALL
Constellation Brands
STZ
$23.3B
$4.23M 0.03%
20,400
+5,900
+41% +$1.18M
EWZ icon
470
CALL
iShares MSCI Brazil ETF
EWZ
$8.55B
$4.21M 0.03%
100,000
– –
EWZ icon
471
PUT
iShares MSCI Brazil ETF
EWZ
$8.55B
$4.21M 0.03%
100,000
-81,700
-45% -$3.52M
HLT icon
472
PUT
Hilton Worldwide
HLT
$72.2B
$4.21M 0.03%
45,200
+9,100
+25% +$864K
ILMN icon
473
CALL
Illumina
ILMN
$29.1B
$4.2M 0.03%
14,186
+4,112
+41% +$1.21M
EXAS
474
DELISTED
Exact Sciences
EXAS
$4.19M 0.03%
+46,402
New +$5.29M
EOG icon
475
EOG Resources
EOG
$74.2B
$4.14M 0.03%
55,742
+30,827
+124% +$2.5M
17 18
19
20 21

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.