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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
451
Thermo Fisher Scientific
TMO
$224B
– –
-3,900
Closed -$460K
TSLA icon
452
Tesla
TSLA
$1.31T
– –
-85,005
Closed -$1.4M
TSN icon
453
CALL
Tyson Foods
TSN
$19.9B
– –
-13,700
Closed -$514K
TTWO icon
454
CALL
Take-Two Interactive
TTWO
$46.8B
– –
-122,400
Closed -$2.72M
TTWO icon
455
PUT
Take-Two Interactive
TTWO
$46.8B
– –
-13,000
Closed -$289K
VOD icon
456
Vodafone
VOD
$36.7B
– –
-427,513
Closed -$14.3M
VRTX icon
457
CALL
Vertex Pharmaceuticals
VRTX
$134B
– –
-46,500
Closed -$4.4M
VRTX icon
458
PUT
Vertex Pharmaceuticals
VRTX
$134B
– –
-7,700
Closed -$729K
VTRS icon
459
PUT
Viatris
VTRS
$18.7B
– –
-15,000
Closed -$773K
XOP icon
460
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-50,900
Closed -$16.8M
CHS
461
CALL
DELISTED
Chicos FAS, Inc.
CHS
– –
-15,000
Closed -$254K
MNK
462
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-10,700
Closed -$856K
MNTA
463
CALL
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-112,800
Closed -$1.36M
MNTA
464
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-15,900
Closed -$192K
S
465
DELISTED
Sprint Corporation
S
– –
-270,199
Closed -$1.84M
APC
466
DELISTED
Anadarko Petroleum
APC
– –
-6,700
Closed -$733K
TFCFA
467
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-34,870
Closed -$1.23M
NFX
468
CALL
DELISTED
Newfield Exploration
NFX
– –
-91,500
Closed -$4.04M
NFX
469
PUT
DELISTED
Newfield Exploration
NFX
– –
-25,000
Closed -$1.1M
MON
470
CALL
DELISTED
Monsanto Co
MON
– –
-100,000
Closed -$12.5M
LVLT
471
DELISTED
Level 3 Communications Inc
LVLT
– –
-15,000
Closed -$658K
LVLT
472
PUT
DELISTED
Level 3 Communications Inc
LVLT
– –
-18,900
Closed -$829K
DD
473
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-44,963
Closed -$2.79M
JIVE
474
CALL
DELISTED
Jive Software, Inc.
JIVE
– –
-563,000
Closed -$4.79M
RDEN
475
CALL
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-56,900
Closed -$1.22M
17 18
19
20 21

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.