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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$7.61B
AUM Growth
-$226M
Cap. Flow
-$1.66B
Cap. Flow %
-21.86%
Top 10 Hldgs %
42.57%
Holding
535
New
162
Increased
75
Reduced
103
Closed
143

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$41.2M
3
META icon
Meta Platforms (Facebook)
META
+$25.5M
4
SWY
SAFEWAY INC
SWY
+$23.9M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$127M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$45.8M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$19.6M
4
STWD icon
Starwood Property Trust
STWD
+$18.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$17.4M

Sector Composition

Rank Sector Weight
1 Communication Services 2.12%
2 Healthcare 1.13%
3 Technology 0.94%
4 Consumer Staples 0.92%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JIVE
451
DELISTED
Jive Software, Inc.
JIVE
– –
-100,000
Closed -$791K
APOL
452
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-74,200
Closed -$2.54M
APOL
453
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-74,200
Closed -$2.54M
LGF
454
CALL
DELISTED
Lions Gate Entertainment
LGF
– –
-15,700
Closed -$419K
RAX
455
CALL
DELISTED
Rackspace Hosting Inc
RAX
– –
-115,600
Closed -$3.79M
HNR
456
DELISTED
Harvest Natural Resources
HNR
– –
-27,875
Closed -$520K
OUTR
457
DELISTED
OUTERWALL INC
OUTR
– –
-13,900
Closed -$940K
EMC
458
DELISTED
EMC CORPORATION
EMC
– –
-57,600
Closed -$1.58M
CSH
459
PUT
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-288,944
Closed -$5.08M
ADT
460
DELISTED
ADT Corp
ADT
– –
-81,406
Closed -$2.61M
DXM
461
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-220,100
Closed -$2.12M
ALTR
462
DELISTED
Altera Corp
ALTR
– –
-7,432
Closed -$269K
ALTR
463
PUT
DELISTED
Altera Corp
ALTR
– –
-8,100
Closed -$293K
KRFT
464
CALL
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-32,000
Closed -$1.79M
KRFT
465
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-5,400
Closed -$302K
SWY
466
CALL
DELISTED
SAFEWAY INC
SWY
– –
-558,500
Closed -$18.5M
SWY
467
PUT
DELISTED
SAFEWAY INC
SWY
– –
-44,680
Closed -$1.48M
ROC
468
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-13,886
Closed -$1.02M
ITMN
469
DELISTED
INTERMUNE INC
ITMN
– –
-27,500
Closed -$920K
ITMN
470
PUT
DELISTED
INTERMUNE INC
ITMN
– –
-27,600
Closed -$923K
UNS
471
DELISTED
UNS ENERGY CORP COM
UNS
– –
-290,563
Closed -$17.4M
UNS
472
PUT
DELISTED
UNS ENERGY CORP COM
UNS
– –
-3,300
Closed -$198K
JOSB
473
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-15,000
Closed -$969K
ZLC
474
CALL
DELISTED
ZALE CORPORATION
ZLC
– –
-62,800
Closed -$1.31M
LSI
475
DELISTED
LSI CORPORATION
LSI
– –
-700,000
Closed -$7.75M
16 17 18
19
20

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Capstone Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Capstone Investment Advisors held 535 positions worth $7.61B, down 2.9% from $7.84B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Capstone Investment Advisors withdrew a net $1.66B in Q2 2014, closing 143 positions and reducing 103 holdings. Its most notable exit was Apple, an estimated $127M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2.1% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $74.6M.

  • Capstone Investment Advisors's largest Q2 2014 buy was State Street SPDR S&P 500 ETF Trust: 381,410 shares worth $74.6M.
  • Capstone Investment Advisors added most to SAFEWAY INC in Q2 2014, an estimated $23.9M increase.
  • Capstone Investment Advisors's biggest Q2 2014 reduction was Ford, cutting an estimated $6.3M.
  • Capstone Investment Advisors fully exited Apple in Q2 2014, selling an estimated $127M.
  • Capstone Investment Advisors's ten largest holdings make up 43% of its $7.61B portfolio in Q2 2014.
  • Capstone Investment Advisors opened 162 new positions and closed 143 in Q2 2014.
  • Capstone Investment Advisors's portfolio value fell 2.9% quarter-over-quarter to $7.61B.

Based on Capstone Investment Advisors's 13F filing for Q2 2014, filed 18 Aug 2014.