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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJRD
451
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$597K 0.01%
37,300
-18,800
-34% -$308K
SKS
452
PUT
DELISTED
SAKS INCORPORATED
SKS
$591K 0.01%
+37,100
New +$578K
BSX icon
453
CALL
Boston Scientific
BSX
$74.2B
$587K 0.01%
+50,000
New +$541K
SEE
454
DELISTED
Sealed Air
SEE
$584K 0.01%
+21,514
New +$609K
SINA
455
PUT
DELISTED
Sina Corp
SINA
$576K 0.01%
7,100
-2,000
-22% -$147K
MTW icon
456
Manitowoc
MTW
$702M
$571K 0.01%
+32,279
New +$587K
LL
457
DELISTED
LL Flooring Holdings, Inc.
LL
$523K 0.01%
+4,911
New +$476K
WFC icon
458
Wells Fargo
WFC
$264B
$501K 0.01%
+12,144
New +$518K
JIVE
459
PUT
DELISTED
Jive Software, Inc.
JIVE
$497K 0.01%
+39,800
New +$572K
SBUX icon
460
PUT
Starbucks
SBUX
$122B
$492K 0.01%
12,800
-75,800
-86% -$2.72M
ELN
461
PUT
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$492K 0.01%
31,600
+21,000
+198% +$317K
SINA
462
DELISTED
Sina Corp
SINA
$488K ﹤0.01%
+6,023
New +$442K
ACN icon
463
CALL
Accenture
ACN
$110B
$486K ﹤0.01%
6,600
– –
PNC icon
464
PNC Financial Services
PNC
$101B
$482K ﹤0.01%
+6,658
New +$497K
WSM icon
465
CALL
Williams-Sonoma
WSM
$29.5B
$460K ﹤0.01%
+16,400
New +$475K
NOK icon
466
CALL
Nokia
NOK
$52.7B
$456K ﹤0.01%
+70,200
New +$331K
CVX icon
467
Chevron
CVX
$386B
$449K ﹤0.01%
3,700
+135
+4% +$16.6K
AMP icon
468
Ameriprise Financial
AMP
$49.7B
$445K ﹤0.01%
+4,888
New +$432K
EXPE icon
469
CALL
Expedia Group
EXPE
$38.5B
$445K ﹤0.01%
+8,600
New +$460K
MRO
470
DELISTED
Marathon Oil Corporation
MRO
$435K ﹤0.01%
+12,480
New +$444K
FDO
471
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$410K ﹤0.01%
+5,700
New +$400K
IRM icon
472
PUT
Iron Mountain
IRM
$36.4B
$397K ﹤0.01%
+15,905
New +$404K
JIVE
473
DELISTED
Jive Software, Inc.
JIVE
$392K ﹤0.01%
+31,400
New +$451K
QIHU
474
CALL
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$391K ﹤0.01%
+4,700
New +$330K
HNR
475
PUT
DELISTED
Harvest Natural Resources
HNR
$350K ﹤0.01%
+16,375
New +$297K
17 18
19
20 21

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.