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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
| $16.4M | 0.03% |
242,090
+103,089
| +74% | +$6.63M |
|
427
Lockheed Martin
LMT
$138B
| $16.4M | 0.03% |
47,439
+41,620
| +715% | +$15.1M |
|
428
PUT
Akamai
AKAM
$18B
| $16.3M | 0.03% |
155,800
+25,500
| +20% | +$2.91M |
|
429
PUT
Kinder Morgan
KMI
$71.4B
| $16.2M | 0.03% |
971,100
-38,300
| -4% | -$651K |
|
430
Broadcom
AVGO
$1.99T
| $16.2M | 0.03% |
334,980
+292,370
| +686% | +$14.2M |
|
431
PUT
Quest Diagnostics
DGX
$26.1B
| $16.2M | 0.03% |
111,200
+17,600
| +19% | +$2.58M |
|
432
PUT
HP
HPQ
$28.6B
| $16.2M | 0.03% |
590,300
+16,200
| +3% | +$465K |
|
433
PUT
State Street
STT
$52.2B
| $16.1M | 0.03% |
189,500
+46,800
| +33% | +$4.07M |
|
434
PUT
Devon Energy
DVN
$48.8B
| $16M | 0.03% |
451,600
+106,700
| +31% | +$3.03M |
|
|
FITB
435
PUT
Fifth Third Bancorp
FITB
$52.5B
| $16M | 0.03% |
376,500
+37,500
| +11% | +$1.44M |
|
436
PUT
American Electric Power
AEP
$68.3B
| $16M | 0.03% |
196,800
+42,200
| +27% | +$3.68M |
|
437
PUT
United Airlines
UAL
$41B
| $16M | 0.03% |
335,700
+19,000
| +6% | +$895K |
|
438
PUT
Dollar Tree
DLTR
$24.9B
| $15.9M | 0.03% |
166,500
+3,000
| +2% | +$289K |
|
439
PUT
M&T Bank
MTB
$36.6B
| $15.9M | 0.03% |
106,500
+37,900
| +55% | +$5.25M |
|
440
PUT
Halliburton
HAL
$27.4B
| $15.9M | 0.03% |
733,400
+109,200
| +17% | +$2.24M |
|
441
PUT
Corpay
CPAY
$27.9B
| $15.5M | 0.03% |
59,400
-3,100
| -5% | -$802K |
|
442
CALL
3M
MMM
$94.2B
| $15.5M | 0.03% |
105,607
+8,851
| +9% | +$1.43M |
|
443
Bristol-Myers Squibb
BMY
$132B
| $15.4M | 0.03% |
+260,021
| New | +$17.1M |
|
444
PUT
Diamondback Energy
FANG
$55.9B
| $15.4M | 0.03% |
162,300
-9,000
| -5% | -$723K |
|
|
445
CALL
American Electric Power
AEP
$68.3B
| $15.4M | 0.03% |
189,100
+28,800
| +18% | +$2.51M |
|
446
CALL
CME Group
CME
$96.1B
| $15.3M | 0.03% |
79,300
+5,700
| +8% | +$1.15M |
|
447
PUT
Las Vegas Sands
LVS
$29.6B
| $15.3M | 0.03% |
418,200
+47,400
| +13% | +$2.03M |
|
448
PUT
Williams Companies
WMB
$89.3B
| $15.3M | 0.03% |
589,400
-9,200
| -2% | -$232K |
|
|
CVA
449
DELISTED
Covanta Holding Corporation
CVA
| $15.3M | 0.03% |
+758,926
| New | +$15M |
|
450
PUT
LyondellBasell Industries
LYB
$20.2B
| $15.1M | 0.03% |
161,000
+28,500
| +22% | +$2.8M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.